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Showing 31 - 40 of 90 results for "Timothy"

Corrupt adviser banned, AFSL canned

ALLY SELBY  |  TUESDAY, 4 FEB 2020
... providing financial services for seven years and cancelled the AFS licence of his business. The corporate regulator found that Timothy Shapter had not provided advice in his client's best interests, and gave his own financial gain priority over the financial ...

Advice firm defrauds retired NFL players

JAMIE WILLIAMSON  |  TUESDAY, 3 SEP 2019
... Commission with defrauding investors, most of which were retired NFL players. The firm and its then-principals Philip Timothy Howard, the attorney representing the NFL players in the class action, and Don Warner Reinhard allegedly took over $6 million ...

Sequoia adds to board

KARREN VERGARA  |  MONDAY, 8 OCT 2018
Sequoia Financial Group appointed an investment management veteran as a non-executive director. Timothy Martin is a director and co-founder of private debt and direct lending boutique investment management firm Causeway Financial. Martin brings more ...

Global fund manager replaces COO

KARREN VERGARA  |  FRIDAY, 3 AUG 2018
... retiring with a replacement taking over immediately. After 14 years as president and COO at Epoch Investment Partners, Timothy T. Taussig will retire at the end of the year and will be replaced by Philipp Hensler. New York-based Hensler has been the ...

Mercer expands responsible investment team

HARRISON WORLEY  |  THURSDAY, 12 APR 2018
The appointments all form part of Mercer's expanding global responsible investment team. Timothy Stamp, Max Messervy and Tomi Nummela are joining the firm and Stamp represents the Australian hire. Nummela will join the UK responsible investment team ...

Kim Ivey launches new boutique

ALEX BURKE  |  MONDAY, 26 MAR 2018
... and offshore investors are underexposed to Asian investment opportunities," Ivey said. LSL's chief investment officer is Timothy Cheung, who joined from Perpetual Investments where he was a global equities analyst. Prior to that, he was head of research ...

ASIC cancels suspended AFSL

EMMA RAPAPORT  |  THURSDAY, 6 APR 2017
... was also authorised to deal in general insurance products. In 2016, ASIC permanently banned the former director of RGIB, Timothy Pratten, from providing financial services and from engaging in credit activities. As a result of his conviction, Pratten ...

Fund managers reshuffle board for $413bn merger

ALEX BURKE  |  TUESDAY, 21 MAR 2017
... Richard Weil will also join the board as co-chief executives. Current Henderson directors Roger Thompson, Philip Wagstaff, Timothy How and Robert Jeens will resign from their board positions, but Thompson and Wagstaff will continue on in the combined ...

Ascot Securities makes key wealth and institutional hires

KERRIE SYDEE  |  TUESDAY, 6 DEC 2016
... advisory and institutional teams with six appointments. Joining the wealth advisory side of the business is Sean Sandilands, Timothy Radford and Henry Fung. Sandilands has more than 20 years' experience in the Australian equity markets and has held a ...

CYBG appoints former AMP MD

ALEX BURKE  |  FRIDAY, 9 SEP 2016
CYBG, the new holding company for Clydesdale Bank following the NAB demerger, has appointed two new directors. Timothy Wade, who will join the boards of CYB Investments and Clydesdale Bank, as well as the board's risk and audit committee, joins CYBG ...

Editor's Choice

Invesco launches new equity fund

ELIZA BAVIN
Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA
The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA
A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI
Global X has now launched the space tech ETF (ASX: MOON).

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