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Showing 31 - 40 of 84 results for "Timothy"

ASIC cancels suspended AFSL

EMMA RAPAPORT  |  THURSDAY, 6 APR 2017
... was also authorised to deal in general insurance products. In 2016, ASIC permanently banned the former director of RGIB, Timothy Pratten, from providing financial services and from engaging in credit activities. As a result of his conviction, Pratten ...

Fund managers reshuffle board for $413bn merger

ALEX BURKE  |  TUESDAY, 21 MAR 2017
... Richard Weil will also join the board as co-chief executives. Current Henderson directors Roger Thompson, Philip Wagstaff, Timothy How and Robert Jeens will resign from their board positions, but Thompson and Wagstaff will continue on in the combined ...

Ascot Securities makes key wealth and institutional hires

KERRIE SYDEE  |  TUESDAY, 6 DEC 2016
... advisory and institutional teams with six appointments. Joining the wealth advisory side of the business is Sean Sandilands, Timothy Radford and Henry Fung. Sandilands has more than 20 years' experience in the Australian equity markets and has held a ...

CYBG appoints former AMP MD

ALEX BURKE  |  FRIDAY, 9 SEP 2016
CYBG, the new holding company for Clydesdale Bank following the NAB demerger, has appointed two new directors. Timothy Wade, who will join the boards of CYB Investments and Clydesdale Bank, as well as the board's risk and audit committee, joins CYBG ...

ASIC bans jailed former advice director

JAMIE WILLIAMSON  |  MONDAY, 15 AUG 2016
... found guilty of seven counts of dishonestly obtaining a financial advantage from the Commonwealth by deception. In April Timothy Charles Pratten was sentenced to five years jail with a two-year non-parole period after the Australian Taxation Office found ...

Prime Financial increases stake in MPR

DARREN SNYDER  |  MONDAY, 8 AUG 2016
... responsible for guiding growth in Prime's accounting firm investments along with current Prime leadership team member, Timothy Bennett. For the past 12 months Murphy has been on Prime's accountant advisory board. Prime managing director and chief executive ...

Walsh Bay Partners hires investment associate from First State Super

ALEX BURKE  |  WEDNESDAY, 27 JUL 2016
Walsh Bay Partners has appointed a new senior investment associate. Timothy Peters joins Walsh Bay Partners from First State Super, where he was a senior investment analyst. Prior to that, he was a research manager at Brookvine, a research analyst at ...

Industry groups slam SEC plan to limit derivatives

WHITNEY FITZSIMMONS  |  THURSDAY, 31 MAR 2016
... compliant. In his comment letter to the SEC, SIFMA's managing director and head of the group's asset management division Timothy Cameron said, "Proposed portfolio limits are not the best means to achieve the SEC's policy objectives, as they could create ...

Shaw and Partners appoints three senior advisers

ALEX BURKE  |  TUESDAY, 23 FEB 2016
... 15 years each prior to making the move. Burns and Sadler will both operate out of Shaw and Partners' Adelaide office. Timothy Officer, meanwhile, joins Shaw and Partners' Sydney office from Morgan Stanley Wealth Management. Prior to Morgan Stanley, he ...

ASIC slams ex-Macquarie agri chief for fake family office

ALEX BURKE  |  TUESDAY, 16 FEB 2016
ASIC has banned the former head of Macquarie Agricultural Funds Management (MAFM) for creating a fake family office. Timothy Hornibrook, who has been banned from practicing financial services for six years, was accused by the regulator of creating (with ...