Search Results | Showing 31 - 40 of 393 results for "Personal advice" |
| | | ... with ASIC from 1 July 2026. The first stage required all relevant providers to be registered before providing personal advice to retail clients about relevant financial products by 16 February 2024. Financial Advice Association Australia's Phil Anderson ... |
| | | | ... for FY26. As previously foreshadowed in October 2024, the estimate exceeds the $20 million sub-sector cap for personal advice." "The key contributors driving the expected number of claims are attributed to Dixon Advisory & Superannuation Services and ... |
| | | | ... service to help retirees and pre-retirees plan their retirement incomes. This service, which will offer general and personal advice, is "less likely to be conflicted than the advice offered by super funds" that retirees will more likely trust. The think ... |
| | | | ... issuers, including systemic unconscionable conduct, misleading and deceptive conduct, and the provision of unlicensed personal advice. ASIC said these companies directly profited from their customers' losses and incentivised their account managers ... |
| | | | ... research house ratings when choosing options for investment menus, approving options for use by advisers or providing personal advice." In specifically looking at super trustees, ASIC found some due diligence policies lacked detail and were poorly drafted ... |
| | | | ... account". General advice costs cannot be charged to a member's superannuation account under a fee arrangement and the personal advice costs charged need to be consistent with the sole purpose test, ASIC told trustees. INFO 291 FAQs: FSGs and website ... |
| | | | LGT Crestone has inked a deal to scoop up Commonwealth Bank's (CBA's) remaining personal advice business, which serves high-net-worth and ultra-high-net-worth clients. Commonwealth Private Advice has around 500 clients with assets exceeding $5 billion. ... |
| | | | ... competence to deliver the relevant financial service. In terms of professional registration, those who provide personal advice to retail clients on relevant financial products had to be registered with ASIC from February 1. In total, 1531 licensing and ... |
| | | | ASIC has extended the reportable situations relief and personal advice record keeping requirement instruments for another five years. The regulator has established ASIC Corporations and Credit (Breach Reporting-Reportable Situations) Instrument 2024/620 ... |
| | | | ... decisions around their retirement savings," Gervasoni said. "The ability to deliver personalised education and personal advice to eligible members at scale through the innovative SuperSmart tool is a game-changer for Hostplus and potentially for the ... |
|