Search Results | Showing 21 - 30 of 393 results for "Personal advice" |
| | | ... licensees have paid infringement notices after they were found to have authorised advisers and had them provide personal advice while unregistered. Skye Money and Smart Financial Capital have both paid fines of $31,300 to ASIC for authorising an unregistered ... |
| | | | ... estimates show. ASIC's Cost Recovery Implementation Statement (CRIS) report shows that advisers who provide personal advice to retail clients on relevant financial products, which comprises most of the sector, will pay $39.3 million. This is based ... |
| | | | ... "We are thrilled to welcome Shane as our new chief executive," Walsh said. "Shane's vision and passion for personal advice, and his deep understanding of the advice landscape, makes him the ideal leader to guide Profile. We are confident that under ... |
| | | | ... Advisers Register and undertake a compliance program to determine if relevant providers remain authorised to provide personal advice to retail clients. From that date, AFSLs must ensure each relevant provider who intends to provide personal advice has ... |
| | | | ... said. "Our aim is to bridge that gap, giving people confidence and clarity without going down the often costly personal advice route. "Advice is one of the biggest unsolved challenges in our space. We haven't seen anyone truly crack the nut on it ... |
| | | | ... Kalkine." ASIC said it held concerns that Kalkine's representatives, who are based in India, may have provided personal advice as part of the sale of subscription services when Kalkine's AFSL only authorised it to provide general financial product advice. ... |
| | | | ... selling investment portfolios with algorithms, and they haven't worked in Australia," he said. "We understand personal advice requires a Statement of Advice, it requires you look at a person's debt, at their personal circumstances and then you ... |
| | | | ... Sherrin Partners Services - have copped infringement notices from ASIC after their financial advisers provided personal advice while unregistered. Each licensee paid a $31,300 penalty in March. The corporate regulator said it had "reasonable grounds" ... |
| | | | ... traditional costs." "Having the ability to finally offer these clients and referral partners access to affordable personal advice is a significant milestone for their business and for every working Australian," Johnston said. "AIOFP's relationship with ... |
| | | | UniSuper has formed a strategic partnership with Ignition Advice to provide its members with personal advice on superannuation, insurance, investments, and retirement options. The $149 billion industry fund said the partnership expands its financial ... |
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