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Showing 31 - 35 of 35 results for "Options trading"

Optioneer trading system advertising to change: ASIC

AAP  |  THURSDAY, 25 MAR 2004
Optioneer, an options trading system marketed by Freehold International, has agreed to change its advertising after concerns were raised by the Australian Securities and Investments Commission (ASIC). In its advertising Optioneer stated that chief executive ...

NAB dumps share buyback following APRA report

AAP  |  WEDNESDAY, 24 MAR 2004
... undertook an investigation into the bank's processes and procedures after traders on the bank's foreign exchange options trading desk were able to carry out unauthorised trades that cost NAB $360 million. NAB said today it had decided to release the ...

ASIC begins investigation into NAB options trading

AAP  |  FRIDAY, 23 JAN 2004
... will investigate whether there have been any contraventions of the Corporations Act at NAB's foreign exchange options trading. On January 14 four traders were suspended for currency trading losses amounting to $185 million but with a low probability ...

ASIC bars former securities dealer from practicing financial services

... the account which he had opened in his mother's name was insufficient to cover the exposure from the account's options trading, and requested Mr Donohue have his client rectify the situation. ASIC's investigation found that Mr Donohue then forged the ...

Five-year ban for securities adviser

... performed his duties as a representative efficiently, honestly and fairly. ASIC found that Jungstedt had recommended options trading to clients, which was not in their best interests and that he had failed to properly advise clients of the risks associated ...
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