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Showing 31 - 40 of 55 results for "Material Change"

DigitalX launches crypto-heavy fund

KANIKA SOOD  |  WEDNESDAY, 11 APR 2018
Listed crypto advisory firm DigitalX has launched a fund that will predominantly invest in cryptocurrencies and form part of its newly-formed funds management division led by a former Ellerston Capital portfolio manager. Its inaugural fund, DigitalX ...

SQM suspends Macquarie fund rating following investment team reshuffle

ALEX BURKE  |  TUESDAY, 12 DEC 2017
Following material changes to the investment strategy and team behind Macquarie's award-winning Australian Small Companies Fund, its rating has been changed to "hold" by SQM Research. SQM had originally downgraded the rating of the fund from 4.00 to ...

Small licensees are PI insurance compliant: ASIC

KARREN VERGARA  |  WEDNESDAY, 30 AUG 2017
The majority of small Australian financial services licensees are meeting professional indemnity (PI) insurance obligations, according to an ASIC investigation. ASIC's review included 56 small AFS licensees with 20 or less authorised representatives ...

ASIC bans former Avestra directors

ALEX BURKE  |  WEDNESDAY, 17 MAY 2017
Former directors of Avestra Asset Management have been banned from providing financial services for 10 years. Paul Rowles and Clayton Dempsey were found by the Federal Court to have engaged in multiple contraventions of the Corporations Act. These included ...

Economic Wrap

BENJAMIN ONG  |  WEDNESDAY, 6 JUL 2016
... UK countercyclical capital buffer rate from 0.5% to 0% of banks' UK exposures with immediate effect. Absent any material change in the outlook, and given the need to give banks the clarity necessary to facilitate their capital planning, the FPC expects ...

Zurich global growth fund added to Securitor APL

STAFF WRITER  |  WEDNESDAY, 11 JUN 2014
The Zurich Investments Global Growth Share Fund has been included on Westpac-owned dealer group Securitor's approved product list. Philip Kewin, general manager retail for Zurich's life and investments business, said the inclusion reflected an encouraging ...

AMP's Charter names advice award winners

MARK SMITH  |  TUESDAY, 25 MAR 2014
... winner is selected from a panel of state winners and is awarded to the adviser who has made a significant and material change to a client's financial future.A The winner is determined upon consideration of real case studies. Stone said Troy's wining ...

Henderson global fund opens for business

MARK SMITH  |  MONDAY, 2 DEC 2013
... investment philosophy starts from the perspective that the market is most inefficiently valued during periods material change at a business or sector level. These can include the launch of an innovative product, a change in a company or industry's cost ...

Henderson set for first fund launch in Australia

MARK SMITH  |  FRIDAY, 22 NOV 2013
... inefficiently valued during periods of change. The team seeks to find mispriced stocks during these periods of material change at a business or sector level. These can include the launch of an innovative product, a change in a company or industry's cost ...

AMP announces national awards recipients

JAMES FERNYHOUGH  |  TUESDAY, 7 MAY 2013
... director Kevin Stone said. The National Value of Advice Award recognises the adviser who has made a significant and material change to a client's financial future. This year's winner is Shane Lenehan of Warrnambool-based practice Silvan Ridge Financial ...