Search Results | Showing 31 - 40 of 114 results for "Insider trading" |
| | | ... compliance. Ensuring people are educated will also help to raise awareness of the risks of money laundering, fraud, insider trading, breaches of privacy and data protection legislation," he said. The Australian Cyber Security Centre reported 47,000 cyber ... |
| | | | ... given enhanced powers to receive interception materials, seized by another government agency, in cases of alleged insider trading, market manipulation and financial services fraud. The new powers, outlined in the ASIC Enforcement Review Taskforce position ... |
| | | | ... defendants had for their legal duties. Last week, the Sydney Local Court also dismissed 11 charges of procuring insider trading brought against a former Credit Suisse vice president by ASIC. Darren Wayne Thompson, a former vice president of the investment ... |
| | | | ... inappropriately handled allegations of corporate misconduct within the firm's research division, including claims of insider trading and misrepresentation of performance - information obtained via a whistle-blower. On Friday the Victorian Supreme Court ... |
| | | | ... charged. Darren Wayne Thompson pleaded not guilty yesterday in Downing Centre Local Court to 11 counts of procuring insider trading. It is alleged that Thompson, formerly a vice president in the investment banking department of Credit Suisse Management ... |
| | | | ... October 2015. The regulator's Review of Australian equity market cleanliness report (REP 487) investigated "possible insider trading and information leakage ahead of material, price-sensitive announcements." This was achieved by analysing price movements ... |
| | | | ... ASIC's recent announcement that it had finalised its inquiry into the group, finding that in the case of alleged insider trading, "the release of the research reports had no material effect on the price of the relevant securities and there was no other ... |
| | | | ASIC has concluded its inquiry into allegations of insider trading and governance breaches made against IOOF. In the case of insider trading, where an IOOF employee was alleged to have traded in securities prior to the release of IOOF's research report ... |
| | | | ... decision stated. Meanwhile, Sydney investment banker Michael Hull was jailed for 17 months after pleading guilty to insider trading following charges brought by ASIC. Hull had previously pleaded guilty to trading in the shares of Mac Services Limited ... |
| | | | ... on what administration you have," he said. "In my view, law enforcement should not be influenced by politics. Insider trading and accounting fraud should not be a partisan issue. "The US conservatives, obviously, want less regulation and progressives ... |
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