Search Results | Showing 21 - 30 of 124 results for "Insider trading" |
| | | ... possession of inside information, it said, noting that there is high risk that possessing such information could breach insider trading prohibitions. ASIC commissioner Cathie Armour said investors expect to transact in a fair and informed market. "When ... |
| | | | ... from 2015 to 2020. ASIC last week commenced proceedings in the Federal Court against Westpac on allegations of insider trading, unconscionable conduct and breaches of its AFSL obligations in relation to interest rate hedging undertaking during a $12 ... |
| | | | ASIC has commenced civil proceedings against Westpac for insider trading on a $12 billion deal with AustralianSuper and a group of IFM entities. Westpac will face off against the regulator in the Federal Court on allegations of insider trading, unconscionable ... |
| | | | New research estimates that the actual prevalence of illegal insider trading is much higher than regulators think, at least four times greater than the number of prosecutions. The research was conducted by Vinay Patel and Talis Putnins from the University ... |
| | | | ... marketplaces in search of material, nonpublic information to use for his own securities trading. To gain access to the insider trading forum, Jones lied about possessing insider information himself. By doing so, he gained access to the forum, but he ... |
| | | | ASIC is encouraging people to dob in others who worked with them on market manipulation, insider trading or dishonest conduct in financial services - in exchange for immunity. ASIC says it can offer such individuals immunity from civil proceedings ... |
| | | | ... accused executives at super funds of switching options during recent market volatility, in behaviour he likened to insider trading. During questioning of ASIC and APRA at the Standing Committee on Economics, Wilson suggested that some people working ... |
| | | | ... or ahead of a DCM transaction may also breach prohibitions in part 7.10 of the Corporations Act in relation to insider trading, ASIC said. ASIC said it would continue to monitor DCM transactions, as well as risk management activities; the management ... |
| | | | A senior index manager and his friend were charged for insider trading by the Securities and Exchange Commission for reaping over US$900,000 in illegal profits off trades made with prior knowledge of stocks that would be added to or deleted from an ... |
| | | | ... investment analyst from Maple-Brown Abbott was sentenced to three years' imprisonment, after pleading guilty to insider trading in Big Un shares. Michael Ming Jinn Ho will serve the three years via an intensive correction order (aka a sentence served ... |
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