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Showing 31 - 40 of 193 results for "Bell Potter"

Bell Financial Group in AUSTRAC probe

JAMIE WILLIAMSON  |  THURSDAY, 17 FEB 2022
... ordered to assess compliance with financial crime laws. AUSTRAC has ordered that an external auditor be appointed to Bell Potter Securities, Bell Potter Capital and Third Party Platform to assess the three entities' compliance with anti-money laundering ...

LIC appoints former Wallaby as director

KARREN VERGARA  |  WEDNESDAY, 8 DEC 2021
... 14 years at Citigroup, which included leading the corporate equity broking division in Australia. He also worked at Bell Potter Securities as managing director of corporate broking for seven years. In 2017, ASIC banned Poidevin for five years for partaking ...

New chief technology officer for Bell Financial Group

CHLOE WALKER  |  MONDAY, 29 NOV 2021
... of chief technology officer Tillig will focus on strategically aligning technology across the group, which includes Bell Potter, Bell Commodities, Bell FX, Bell Potter Capital, Bell Direct, Desktop Broker and Bell Potter Online. Tillig has over 20 years ...

New FSC board appointment

ELIZABETH MCARTHUR  |  FRIDAY, 29 OCT 2021
... joining the firm in 2008 as chief operating officer. Prior to Bell Asset Management, Fels held leadership positions at Bell Potter Securities, UBS and NAB. FSC chair David Bryant welcomed Fels to the board. "Nick is a welcome addition to the FSC board ...

Macquarie Equities awards back-office mandate

KARREN VERGARA  |  TUESDAY, 26 OCT 2021
... Equities' private bank and wrap platform this month. TPP has been providing settlement and clearing services to Bell Potter Securities since November 2020; it operates under the brands Bell Direct, Desktop Broker and Bell Potter Online. BFG completed ...

TPT Wealth builds out team

ANNABELLE DICKSON  |  MONDAY, 11 OCT 2021
... was the inaugural chief executive of the Sydney Stock Exchange. Previously, he has also held senior roles at AMP, Bell Potter WA, Austock and Macquarie Bank. Meanwhile, McCallum was a financial adviser and director of Hobart-based firm Knox Financial. ...

Ord Minnett expands footprint

ANNABELLE DICKSON  |  FRIDAY, 29 JAN 2021
... planning. The office is led by senior investment adviser and branch manager Luke Rybarczyk, previously a client adviser at Bell Potter for nearly 10 years. "Ord Minnett was the right choice for our clients given a strong history of servicing a wide range ...

Former advisers face huge fines

ELIZABETH MCARTHUR  |  FRIDAY, 6 NOV 2020
... justify its listing. Kawecki was banned for seven years in 2018. His name came up in court in December 2019 as former Bell Potter managing director and former Wallabies captain Simon Poidevin appealed ASIC's decision to ban him from financial services. ...

Wasatch adds APAC distribution lead

ANNABELLE DICKSON  |  WEDNESDAY, 12 AUG 2020
... she worked as a business development manager at Colonial First State, an institutional Australian equities trader at Bell Potter Securities and a business development executive at InterContinental Hotels Group. Kennedy's appointment comes as Wasatch ...

Chi-X releases viral TraCRs stocks

ALLY SELBY  |  THURSDAY, 25 JUN 2020
... Access Investments, including CommSec, Morgans Financial, Westpac Online Investing, ANZ Share Investing, CMC Markets, Bell Potter and more. Deutsche Bank head of depositary receipts Australia and New Zealand Chris Bagley said demand for the products ...