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Showing 31 - 40 of 52 results for "Audit report"

ASIC issues warning over Dover advisers

JAMIE WILLIAMSON  |  WEDNESDAY, 13 JUN 2018
Advice licensees considering onboarding ex-Dover Financial Advisers' authorised representatives have been warned to ramp up due diligence processes by the corporate regulator. As the fallout from Dover's shock closure continues, ASIC has reinforced ...

ASIC cancels AFSL, bans former executives and fund managers

JAMIE WILLIAMSON  |  TUESDAY, 30 MAY 2017
The AFSL of an international foreign exchange brokerage service provider was cancelled by ASIC for non-compliance. The Australian arm of Gallop International was found to have repeatedly failed to comply with the conditions of its licence and its obligations ...

Dion Global targets IRESS market share with new platform

MARK SMITH  |  MONDAY, 6 JUN 2016
Captial markets fintech Dion Global is attempting to carve out a portion of IRESS's market share with the launch of a new retail trading platform, TCPro. The new system gives retail traders institutional-level capabilities they can't currently access ...

Perth toll road an opportunity for super funds

DARREN SNYDER  |  WEDNESDAY, 22 JUL 2015
... sale is expected to be decided by a future WA government. Among the 81 findings in the Australian Infrastructure Audit Report released in April, was a statement that said over recent years, rates of public and private investment in infrastructure have ...

ASIC bans auditor and adviser

ALEX BURKE  |  WEDNESDAY, 15 JUL 2015
ASIC has permanently banned an insurance adviser and disqualified an SMSF auditor. Abhinav Gupta provided insurance advice via ACE Insurance's Victorian Combined Insurance division from October 2013 to May 2014. He was not a salaried employee of Combined ...

FEATURE: The infrastructure love story

STAFF WRITER  |  MONDAY, 22 JUN 2015
Among the 81 findings in the Australian Infrastructure Audit Report released in April, was a statement that said over recent years, rates of public and private investment in infrastructure have been higher than the long-term average. Yet the audit goes ...

ASIC acts on 440 SMSF auditors

LAURA MILLAN  |  THURSDAY, 18 DEC 2014
Self-managed super fund (SMSF) auditors who did not undertake or pass a competency exam necessary to retain their registration have seen their registration cancelled by the Australian Securities and Investments Commission (ASIC). ASIC has also disqualified ...

Age Pension to rise to 70 by 2035

MARK SMITH, JAMES FERNYHOUGH  |  FRIDAY, 2 MAY 2014
... planning we can address the long-term issues." This is a less generous policy than that recommended by the Commission of Audit Report released yesterday. The commission recommended that the eligibility age for the Age Pension be set not at a fixed age ...

Industry asks for long-term, comprehensive approach to Age Pension

LAURA MILLAN  |  FRIDAY, 2 MAY 2014
... to the Age Pension and to the superannuation preservation age, following the release of the National Commission of Audit report. The Australian Institute of Superannuation Trustees (AIST) admitted the need to improve the long-term sustainability of Australia's ...

Market Wrap AM

AAP  |  THURSDAY, 1 MAY 2014
... record by less than two points. Locally in economic news on Thursday, the federal government's National Commission of Audit report is due to be released. The Reserve Bank of Australia will release the April index of commodity prices, the Australian Bureau ...