Search Results | Showing 11 - 20 of 48 results for "Audit report" |
| | | ASIC has cancelled the AFSL of Centurion Custodian Funds Management and suspended Huntley Management for non-compliance. The AFS licence of Centurion Custodian Funds Management, a subsidiary of Centurion, has been cancelled effective from January 18. ... |
| | | | The corporate regulator suspended Quantum Funds Management Limited (QFML)'s AFSL and cancelled that of AFSL Group. The suspension of QFML follows the ban of its managing director Peter Gribble for failing to pay $2.5 million in Australian Financial ... |
| | | | The corporate regulator has banned Holly Grofski, the managing director of Global Merces Funds Management, from working in financial services for six months. ASIC's banning order is in addition to the criminal charges Grofski is facing, which alleges ... |
| | | | ... provided for licensees that want to use the solution for the group. Looking to the future, Asendium will add on an audit report, enhanced questions, integrated data feed and a client portal. |
| | | | A new best-practice guide for the boards and internal auditors of superannuation funds, banks and financial service providers has been released. The Institute of Internal Auditors (IIA) has released The Better Practice Guide, which was developed with ... |
| | | | ASIC has cancelled the AFSLs of two financial services providers, one from Victoria and the other from Western Australia. Victorian financial services provider Jels Financial Group has had its license cancelled by the regulator for failing to demonstrate ... |
| | | | The corporate watchdog has cancelled the registrations of 36 self-managed super fund auditors, while conditions have been imposed on a further six. It comes after ASIC found a number of SMSF auditors had not maintained an appropriate level of audit ... |
| | | | ASIC has cancelled the Australian financial services licenses of Western Australia-based, Personal Risk Management and Melbourne-based Australian Golden Securities ASIC said Personal Risk's cancellation took effect on 21 May 2020, after the company ... |
| | | | An auditing discussion at the SMSF Association's annual conference turned to the ATO's recent efforts to stamp out SMSFs lying about audits and misusing auditor numbers. Super Sphere director Belinda Aisbett, Elite Super director Katrina Fletcher ... |
| | | | ... arm's-length basis, and compliance with personal use and collectable asset rules. The regulator said he also issued an audit report in an incorrect form, and did not obtain signed financial statements. John Redenbach, Lenneke Serjeant and Darren Tappouras ... |
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