Search Results | Showing 481 - 490 of 4161 results for "Conduct" |
| | | UniSuper has commenced the restoration of its services, as APRA confirms it is monitoring the situation which arose when the fund's private cloud was inadvertently deleted. In a brief statement to Financial Standard, APRA said it is "aware of the ... |
| | | | ... that JPMSAL's failure to identify its client's trading as suspicious was "careless", that JPMSAL should have detected the conduct, and should have acted more expeditiously when alerted to it by ASIC. JPMSAL has complied with the infringement notice and ... |
| | | | Perpetual has agreed to divest its wealth management and corporate trust businesses to Kohlberg Kravis Roberts (KKR) for $2.18 billion, pending shareholder approval. The deal will see the departure of Perpetual chief executive Rob Adams. The net proceeds ... |
| | | | ... result of inappropriate investments, fees, and charges. "The small subset of financial advisers benefitting from this conduct threaten to undermine the reputation of the rest of the industry," he said. "Deterring cold calling for superannuation switching ... |
| | | | The superannuation performance test has several shortcomings that must be addressed in Treasury's latest round of consultation so it is fair and sustainable, the Actuaries Institute Summit heard. Mercer associate Kieran Chu said while the Your Future ... |
| | | | Investment managers are focused on the quality and accuracy of their products to enhance the investor experience and growing their distribution in the next two years, according to a recent survey of 300 global asset management firms conducted by WBR ... |
| | | | ... employed at NAB as a business development manager, according to her LinkedIn profile. ASIC said Baaini engaged in "dishonest conduct and failed to act with integrity and sound judgment" and was "not a fit and proper person" with respect to working as ... |
| | | | ... accounting for $1 in every $17 of the global total in 2023. Companies in Asia Pacific ex-Japan were the least likely to conduct buyback programmes, Janus Henderson said. The big year-on-year reduction (down 40%) mainly reflected lower share buybacks ... |
| | | | Almost 90% of surveyed auditors do not support the government's requirements to implement mandatory climate reporting and assurance on private companies, not-for-profits and companies limited by guarantee, according to a new survey. The survey was conducted ... |
| | | | ... "ASIC imposes financial requirements upon AFS licensees to help ensure that they have sufficient financial resources to conduct their business in compliance with financial services laws," ASIC said. "The requirements provide important consumer protections ... |
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