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Showing 471 - 480 of 1133 results for "Representatives"

Royal Commission on social media: Former Treasurer weighs in

HARRISON WORLEY  |  FRIDAY, 10 AUG 2018
... between Chris Kelaher from IOOF, and Ian Silk from Australian Super is mind-blowing. The establishment retail funds representatives come across as stereotypical used car salesman. #BankingRC - David Taylor (@aus_employ_law) August 10, 2018 Employment ...

Last chance to participate in the annual FS Managed Accounts Survey

MICHELLE BALTAZAR  |  WEDNESDAY, 1 AUG 2018
... before we look at the managed discretionary advice (MDA) segment that is now reaching more than 2000 authorised representatives or financial advisers." According to the 2017 Financial Standard Managed Accounts Survey released in September last year ...

BNP Paribas AM sells Arnhem stake, appoints new investment manager

JAMIE WILLIAMSON  |  WEDNESDAY, 1 AUG 2018
... back to the firm's managing partners, George Clapham and Neil Boyd-Clark. As a result, the two BNP Paribas AM representatives on the Arnhem board have resigned. BNP Paribas AM will remain as investment manager of the $115 million fund, which is to ...

ASIC unveils RG97 review

KARREN VERGARA  |  TUESDAY, 24 JUL 2018
... "During the review ASIC will be facilitating industry input to Mr McShane, who will meet with service providers, representatives of both industry and retail funds, and funds at various levels of compliance with RG97," ASIC said.

CPA Australia scraps advice offering

JAMIE WILLIAMSON  |  MONDAY, 23 JUL 2018
... after a review determined it was not financially viable. CPA Australia Advice notified its existing authorised representatives and staff on Friday of its intention to shutter, saying it will assist them with transitioning from the business before the ...

Sunsuper appoints former AustralianSuper executive

KANIKA SOOD  |  MONDAY, 23 JUL 2018
... CCIQ appointments on the Sunsuper board. Sunsuper's board comprises equal numbers of employer and employee representatives, as well as three independent directors.

ASIC bans Queensland adviser, suspends licence

KANIKA SOOD  |  FRIDAY, 20 JUL 2018
... and Mode. ASIC has also suspended Mode's AFS licence, saying it did not take reasonable steps to ensure that its representatives complied with financial services laws. Mode's licence was suspended for 10 weeks, starting July 10 or until it obtains approval ...

Super fund shortlist practically advice: IOOF

JAMIE WILLIAMSON  |  THURSDAY, 19 JUL 2018
... with the industry - be used to determine the best in show list rather than solely relying on a panel of industry representatives. Acknowledging this would require the consideration of numerous factors, IOOF believes criteria would at least assist the ...

Advisers demand self-licensing regime: Poll

KARREN VERGARA  |  MONDAY, 16 JUL 2018
... a licensee. Rainmaker analysis of ASIC's Financial Adviser Register demonstrates Dover shed 95 authorised representatives between June 1 and July 1; 86 of which have been processed by ASIC as having found a new home since June 1. A further nine advisers ...

Dover advisers turn orphans

JAMIE WILLIAMSON  |  FRIDAY, 6 JUL 2018
... shutters today. Rainmaker analysis of ASIC's Financial Adviser Register demonstrates Dover shed 95 authorised representatives between 1 June and 1 July; 86 of which have been processed by ASIC has having found a new home since 1 June. A further nine ...