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Showing 471 - 480 of 780 results for "Daniel"

ASIC bans former NAB, CBA advisers

JAMIE WILLIAMSON  |  THURSDAY, 24 JAN 2019
The corporate regulator permanently banned a former NAB financial adviser, while a former Commonwealth Bank and Synchron adviser was handed a five-year ban. Tai Thanh Nguyen of Adelaide was permanently banned by ASIC for dishonest conduct while licensed ...

Watermark pulls out of global equities

JAMIE WILLIAMSON  |  MONDAY, 21 JAN 2019
... renewed focus on Australian shares, the boutique hedge fund manager made a series of appointments in late 2018. In October, Daniel Broeren was appointed senior investment analyst for consumer, retail and gaming. He is a former portfolio manager of Invesco's ...

Local Government Super chief resigns

KARREN VERGARA  |  THURSDAY, 17 JAN 2019
... board member changes over the last two years. It created two new executive roles last December to report directly to Smith. Daniel Musson is the new chief of people and transformation, while Brett Dolling joined as chief experience officer. In May last ...

Former adviser charged over super theft

JAMIE WILLIAMSON  |  WEDNESDAY, 19 DEC 2018
... financial adviser was charged with 20 dishonesty offences after stealing clients' superannuation savings for his own use. Daniel McSweeny appeared in Downing Centre Local Court in Sydney this week facing 20 charges relating to dishonest conduct while ...

Complainants most satisfied with life insurers

KARREN VERGARA  |  TUESDAY, 11 DEC 2018
Complaints staff of life insurance companies are the most helpful when it comes to resolving customer disputes, ASIC has found. The regulator documented consumers' complaints journey across financial services and life insurance to find staff of ...

ASIC appoints second deputy chair

KARREN VERGARA  |  FRIDAY, 7 DEC 2018
... ability to detect and address misconduct in financial services and protect consumers, he said. She will work alongside Daniel Crennan, who was appointed co-deputy chair in March, and two new commissioners in Danielle Press and Sean Hughes. Frydenberg ...

Industry fund hires executives

KANIKA SOOD  |  WEDNESDAY, 5 DEC 2018
... Local Government Super, which manages superannuation investments for employees in NSW local governments, has appointed Daniel Musson as chief of people and transformation while Brett Dolling is joining as chief experience officer. Dolling was previously ...

Labor franking credit changes fair but not the best: Grattan

KANIKA SOOD  |  MONDAY, 26 NOV 2018
Grattan Institute has called Labor's plan to end refunds of excess franking credits a "fair way" to improve the Federal Budget but it is still "second-best" as there are better solutions. Grattan's budget policy director Danielle Wood and fellow ...

CountPlus acquires interest in integrated wealth firm

JAMIE WILLIAMSON  |  MONDAY, 19 NOV 2018
... first to meet the hurdles we require," he said. O'Brien's four principals, Mark O'Brien, Chris Mullins, Nellie Fung and Daniel Vogelpoel will remain with the firm. Commenting, O'Brien and Mullins said: "We are delighted to have made the announcement ...

Morningstar IM appoints regional chief investment officer

KANIKA SOOD  |  TUESDAY, 13 NOV 2018
... and managed accounts capabilities. He will report to Morningstar IM group president and global chief investment officer Daniel Needham. "We believe that Matt will be an invaluable addition to the Asia Pacific team as we build a global investment management ...