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Showing 461 - 470 of 780 results for "Daniel"

Kapstream co-founder announces retirement

KANIKA SOOD  |  THURSDAY, 4 APR 2019
... appointed as the lead portfolio manager of the flagship Kapstream Absolute Return Income Fund, and last year Raymond Lee and Daniel Siluk were appointed to the firm's portfolio leadership group, in recognition of their increasing contribution, but ...

Banks, ASIC still at war over fees-for-no-service

HARRISON WORLEY  |  TUESDAY, 12 MAR 2019
ASIC's fee-for-no-service report card shows the regulator and some financial advice licensees still have fundamentally different views on what constitutes a fee-worthy service. ASIC's fees-for-no-service further review report card has shone light on ...

Clayton Utz finally hands AMP notes to ASIC

HARRISON WORLEY  |  MONDAY, 11 MAR 2019
... agreed to pay the corporate regulator's costs, with the proceedings dismissed by consent on Friday. ASIC deputy chair Daniel Crennan said ASIC was determined to take enforcement action against Australia's large financial institutions, and would ...

ASIC scolds banks over fee-for-no-service delays

HARRISON WORLEY  |  MONDAY, 11 MAR 2019
Australia's major financial services institutions are taking too long to remediate customers over their fee-for-no-service issues and ASIC is not pleased. The corporate regulator released an update to the "further review" programs currently underway ...

Sole purpose test divides industry

HARRISON WORLEY  |  MONDAY, 11 MAR 2019
... offer] is okay, then why is it okay? If this is not okay, then why is it not okay?" he asks. XY Adviser co-founder Clayton Daniel questioned whether ASIC would probe AustralianSuper's offer, given its renewed commitment to enforcement following the Royal ...

Sunsuper overhauls leadership team

JAMIE WILLIAMSON  |  THURSDAY, 21 FEB 2019
Sunsuper has restructured its executive lineup, with its executive general manager of advice, marketing and growth to depart. The restructure comes as the $60 billion industry fund looks to better execute its growth strategy and ensure continued strong ...

Accountant banned for bad SMSF advice

HARRISON WORLEY  |  TUESDAY, 19 FEB 2019
A Gold Coast accountant has been banned from providing financial services for three years, after agreeing to a court enforceable undertaking with ASIC. Jenan Oslem Thorne - who also goes by the names Cenan Thorne or Cenan Dikmen - was found by the corporate ...

ASIC appeals Westpac Federal Court decision

JAMIE WILLIAMSON  |  MONDAY, 18 FEB 2019
... within the financial services laws. It directly impacts the standard of advice received by consumers," ASIC deputy chair Daniel Crennan said. "This is why ASIC brought this test case and ASIC believes further consideration by the full court of the Federal ...

Janus Henderson hires from CFSGAM

KARREN VERGARA  |  THURSDAY, 14 FEB 2019
... NewSmith Capital and ORN Capital, where he launched and oversaw various global resources and energy funds. Sydney-based Daniel Sullivan has been promoted as co-head of the global natural resources team. Sullivan will work alongside David Whitten, jointly ...

ASIC terminates managed accounts provider AFSL

KARREN VERGARA  |  FRIDAY, 1 FEB 2019
ASIC has cancelled the AFSL of managed accounts provider Jade Capital Partners and banned one of its directors. An ASIC investigation of Sydney-based Jade Capital, a managed discretionary account provider specialising in trading services and advice ...