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Showing 461 - 470 of 792 results for "fraud"

Front-runners

BENJAMIN ONG  |  MONDAY, 7 APR 2014
... cares! I would. For this is basically what HFT is - frontrunning and skimming. Front running and skimming is systematic fraud, plain and simple... and legalised fraud brings distrust. ASIC chairman Greg Medcraft says it best when he told theA Australian ...

Finance broker pleads guilty to car scam identity theft

STAFF WRITER  |  FRIDAY, 28 MAR 2014
... Canterbury, New South Wales, appeared before Sydney's Downing Centre Local Court on 25 March 2014 and pleaded guilty to two fraud charges. She faces a maximum penalty of 10 years imprisonment for each charge. The fraud occurred between December 2011 ...

Sinodinos rules out LRBA review for SMSFs

ALICE URIBE  |  WEDNESDAY, 19 FEB 2014
... regulation, you can't prevent another financial collapse occuring. We can't guarantee another collapse whether it be the GFC or fraud, we can encourage best possible advice and then it's up to the market."

Compensation opposed for SMSFs: SPAA

HARRY PAGE  |  FRIDAY, 7 FEB 2014
... retirement income outcomes." However, it is a misconception to believe that SMSFs don't receive compensation when theft or fraud occurs according to Slattery. "Although SMSFs don't have access to compensation under the Superannuation Industry (Supervision) ...

Tarrant appeals AAT banning order

LAURA MILLAN  |  FRIDAY, 24 JAN 2014
... from providing financial services for seven years. Tarrant was sued by about 100 investors in the case of the Trio Capital fraud for ushering clients into the scheme. On January 8th, the AAT affirmed the Australian Securities and Investments Commission ...

Trio victims condemn Astarra director jail release

LAURA MILLAN  |  FRIDAY, 24 JAN 2014
The Victims of Financial Fraud (VOFF) have condemned the release of Astarra Asset Management former director Shawn Richard after two years and six months in prison. The organisation that represents the victims of the Trio Capital fraud have described ...

APRA releases final SuperStream reporting standards

JAMES FERNYHOUGH  |  THURSDAY, 5 DEC 2013
... recognise that there will always be a role for human intervention in administrative functions, whether for quality assurance, fraud control or error remediation. However, SuperStream is expected to facilitate an increased proportion of transactions which ...

Adviser forced to pay back $684,000

LAURA MILLAN  |  THURSDAY, 28 NOV 2013
... also revealed that a former Perth-based financial adviser has been ordered to stand trial for more than $3.7 million in fraud and stealing offences. Todd Michael King was charged in September 2013 with one count of fraud and four counts of stealing ...

ASIC beefs up surveillance system

MARK SMITH  |  MONDAY, 25 NOV 2013
... services software provider First Derivatives, which was behind the upgrade, provides ASIC with new capabilities in identifying fraud across and between different markets. The speed of the system, which is based on First Derivatives' Delta Stream technology ...

Market Wrap AM

AAP  |  MONDAY, 25 NOV 2013
The Australian market looks set to open higher after Wall Street's S&P 500 closed above 1,800 for the first time and the Dow recorded a fresh record. At 0810 AEDT on Monday, the December share price index futures contract was up 23 points at 5,372. ...