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Showing 451 - 460 of 5993 results for "WES"

ASIC dishes out permanent ban to 'lifestyle' adviser

JAMIE WILLIAMSON  |  WEDNESDAY, 12 OCT 2022
A former Dover and Interprac financial adviser who was found to be unfit to operate in the industry in any capacity was permanently banned by the regulator. ASIC said James Carlos Reynolds purported to offer 'lifestyle' financial advice as sole director ...

Cboe Australia appoints engagement lead

CHLOE WALKER  |  WEDNESDAY, 5 OCT 2022
Senior financial markets and exchange executive Benjamin Phillips has been appointed to the role of director, market engagement at Cboe Australia. Phillips brings over 20 years' experience across equities, derivatives, capital markets, energy and clearing ...

Consumer confidence jitters abate

ANDREW MCKEAN  |  WEDNESDAY, 28 SEP 2022
Consumer confidence has increased to its highest level in nearly four months, according to Roy Morgan. While still significantly down from the same week a year ago, the ANZ Roy Morgan Index shows consumer confidence rose by 1.8 points to 87.8 this week. ...

Padua amplifies research capabilities

CHLOE WALKER  |  TUESDAY, 27 SEP 2022
Kristen Brown has been appointed to the fintech's newly created role of senior research analyst. With over a decade of experience in both public and private sectors, Brown joins Padua following five years as a paraplanner. Prior to that, she worked ...

A year of change: Phil Anderson

CASSANDRA BALDINI  |  THURSDAY, 22 SEP 2022
Association of Financial Advisers (AFA) chief executive Phil Anderson believes this year may finally be one of positive change. "We're out there seeing things that are going to make it easier for advisers to provide quality advice to their clients ...

QIC adds to multi-sector private debt team

ELIZABETH FRY  |  WEDNESDAY, 21 SEP 2022
QIC's multi-sector private debt team is expanding with the appointment of Carlo Lucci as an associate director. Lucci has a background in leveraged finance, corporate and institutional banking, private credit, mergers and acquisition transaction ...

Former financial adviser pleads guilty

CASSANDRA BALDINI  |  TUESDAY, 20 SEP 2022
Former financial adviser John Wertheimer pleaded guilty to charges surrounding unauthorised client transactions in Perth Magistrates Court. Wertheimer pleaded guilty to one charge of providing a financial service on behalf of a person who carries on ...

Apostle launches high yield credit fund

ANDREW MCKEAN  |  MONDAY, 12 SEP 2022
Apostle Funds Management has introduced an ethically screened high yield credit fund. The fund is accessible to wholesale investors and adds to Apostle's stable of ethical and impact strategies. In April, the fund manager launched the Apostle People ...

FM Global appoints APAC executives

CASSANDRA BALDINI  |  WEDNESDAY, 7 SEP 2022
FM Global has appointed several of its senior executives to new roles. Its former vice president, manager, global sales for APAC, James Thompson has been named senior vice president, APAC division manager. In the new role, Thompson will be responsible ...

Insurers are 'fishing' for non-disclosures: ASIC

ANDREW MCKEAN  |  FRIDAY, 2 SEP 2022
An ASIC review of individual disability income insurance claims has determined that more work is needed by insurers to ensure customers are protected from unfair practices. ASIC has longstanding concerns about the potential consumer harm resulting from ...