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Showing 451 - 460 of 6729 results for "Review"

3500 advisers at risk as deadline looms

JAMIE WILLIAMSON  |  TUESDAY, 30 SEP 2025
ASIC is urgently calling on financial advisers to review the accuracy of their Financial Adviser Register profile if they intend to continue providing advice into 2026 and beyond. The regulator said, based on current information, some 3459 advisers ...

Super funds must improve reporting, audits: ASIC

JAMIE WILLIAMSON  |  TUESDAY, 30 SEP 2025
... reports are reliable and improve disclosure of sponsorship and advertising expenses. Those are two key outcomes of an ASIC review into the financial reporting and audit of super funds. The regulator said a lack of consistency in categorising unlisted ...

Rest pays $40k over misleading statements

JAMIE WILLIAMSON  |  MONDAY, 29 SEP 2025
ASIC issued two infringement notices to the industry fund for misleading statements it made after charging more than 2000 members for insurance cover they were not supposed to have. The regulator said Rest made false or misleading representations in ...

ASIC permanently bans jailed adviser

MATTHEW WAI  |  FRIDAY, 26 SEP 2025
... has been recorded on ASIC's banned and disqualified register, and he has the right to appeal to the Administrative Review Tribunal for a review. Under the Corporations Act, ASIC may permanently ban a person from providing financial services if they ...

RBA says ASX has 'considerable work to do'

ELIZA BAVIN  |  THURSDAY, 25 SEP 2025
... appetite; ensure its risk transformation plan is appropriately resourced and implement regular reporting on the plan; conduct a review of business continuity and contingency arrangement across the CS facilities; and comprehensively improve data and reporting ...

Former Income Asset Management staffer embezzles $1.5m

KARREN VERGARA  |  TUESDAY, 23 SEP 2025
... being lost or removed from safe custody," IAM said. The fraudulent transfers came to light during an account reconciliation review undertaken by staff and forensic accountants FTI Consulting, which was hired to review certain internal bank account ledgers. ...

ASIC report a 'solid point of reference' for private credit guardrails

JAMIE WILLIAMSON  |  TUESDAY, 23 SEP 2025
... Frontier has been working with its super fund clients on for several years now, having been informed by its own independent review of the private credit sector, both overseas and at home. Meantime, the Financial Services Council (FSC) welcomed the findings ...

Concentration of private credit sector a concern: ASIC

JAMIE WILLIAMSON  |  MONDAY, 22 SEP 2025
ASIC has released the interim report from its review into the nation's $200 billion private credit market, which it says could pose a systemic risk to many investors if a downturn were to occur. The review has so far found that while most investors ...

ASIC sets sights on 140 advisers

ELIZA BAVIN  |  THURSDAY, 18 SEP 2025
... We have to do a full investigation," Court said. "We have to get investor evidence as to what they were told. We have to review the Statements of Advice that were given. We then have a delegate within ASIC that makes a decision. It's obviously a ...

FEATURE: Problem detected

MATTHEW WAI  |  THURSDAY, 18 SEP 2025
... with offshore must notify APRA before entering any "material arrangement". Thereafter, the entity is obliged to regularly review and report on compliance with the service provider's management policy. To many, attaining service providers requires ...