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Showing 451 - 460 of 1306 results for "Audit"

Long-time IOOF director steps down

HARRISON WORLEY  |  WEDNESDAY, 19 FEB 2020
... "on various IOOF subsidiary boards". IOOF confirmed Michelle Somerville has assumed Harvey's role as chair of the board audit committee, with the former KPMG partner a logical successor given her deep accounting knowledge, according to IOOF. "Ms Harvey ...

New partners at HLB Mann Judd

KANIKA SOOD  |  MONDAY, 17 FEB 2020
... new partners across Adelaide and Wollongong, taking the firm's total to 85 partners. Travis Rickard will be a partner in audit, assurance and corporate advisory division in Adelaide. The second appointment sees Paul Apolloni as a partner in business ...

SMSF auditors in firing line

ELIZA BAVIN  |  FRIDAY, 14 FEB 2020
... an arm's-length basis, and compliance with personal use and collectable asset rules. The regulator said he also issued an audit report in an incorrect form, and did not obtain signed financial statements. John Redenbach, Lenneke Serjeant and Darren Tappouras ...

Tough times continue for AMP

ELIZA BAVIN  |  THURSDAY, 13 FEB 2020
... on April 3. AMP said Fagg leaves with the group's best wishes, having strengthened the group's risk management. AMP chief audit executive Phil Pakes will take over from Fagg, stepping down from his current role to work with Fagg during the transition. ...

Former licensee boss banned

JAMIE WILLIAMSON  |  TUESDAY, 11 FEB 2020
... Schroeder didn't take reasonable steps to ensure Spectrum's representatives complied with the law, failing to regularly audit its advisers and ensure they were adequately trained or competent. Spectrum also did not have sufficient human and technological ...

IFM Investors hires from Mercer

ALLY SELBY  |  FRIDAY, 7 FEB 2020
... management and governance framework". She promoted her skills on the social platform as being in risk management frameworks, audit management, business process, policy development, strategic planning and corporate governance. Rayner, who resigned from ...

Permanent ban follows alleged SMSF theft

HARRISON WORLEY  |  WEDNESDAY, 5 FEB 2020
A Sydney-based financial adviser has been permanently banned for allegedly transferring client SMSF funds to the trust account of a business she controlled. ASIC has permanently banned Sydney adviser Tram Tran, after it found the funds of her clients ...

Corrupt adviser banned, AFSL canned

ALLY SELBY  |  TUESDAY, 4 FEB 2020
... its licence." ASIC also found that Smart Solutions permitted money laundering and allowed some of its representatives to audit their own advice files. "It also provided false information in connection with the anti-money laundering customer verification ...

AMP urged to mediate with advisers

ELIZA BAVIN  |  FRIDAY, 31 JAN 2020
The Australian Small Business and Family Enterprise Ombudsman, Kate Carnell, has urged AMP to formally commit to mediation as it moves to exit up to 250 financial planning businesses. Carnell said over 80 AMP advisers have visited her offices in the ...

Wealth manager promotes from within

ALLY SELBY  |  THURSDAY, 30 JAN 2020
... small-to-medium businesses across various industries. "He also leads the superannuation division, providing compliance and audit services to self-managed superannuation funds." Tom Verco will step down from the role after a 17-year tenure, but will continue ...