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Showing 441 - 450 of 6086 results for "trading"

IG appoints institutional sales manager

ANDREW MCKEAN  |  TUESDAY, 19 DEC 2023
IG Prime, the institutional branch of the trading platform, has appointed Andrew Wood as its institutional sales manager. Wood most recently served for seven years as the head of institutional sales APAC at CMC Markets, based in Sydney. He developed ...

Prime Super appoints new custodian

ANDREW MCKEAN  |  TUESDAY, 19 DEC 2023
... custodial services, introducing dual-access ETF capabilities that allow investors to access funds through both exchange trading and traditional unlisted distribution channels.

ASIC takes action on EverBlu, director

KARREN VERGARA  |  MONDAY, 18 DEC 2023
... another client more than $5 million. In April, the Federal Court permanently banned Scholz from running an online share trading and training business, which was unlicensed. Blumenthal appeared to have engaged Scholz and the unnamed party to provide marketing ...

New enhancements to Expand, CFS Edge

CHLOE WALKER  |  THURSDAY, 14 DEC 2023
... It has also made several functionality enhancements including a workflow tracker, an adviser dashboard, and an improved trading capability with real time tax estimates, Rickard said. "As we continue to improve the functionality within Expand Essential ...

Nomura offshoot fined by ASIC disciplinary panel

JAMIE WILLIAMSON  |  THURSDAY, 7 DEC 2023
... participant, Instinet should have had systems and controls in place regarding the configuration and periodic review of critical trading technology systems and to ensure their ongoing integrity and compliance with the Rules," the MDP said. The failure ...

ASIC curbs high-risk offers from online trading providers

ANDREW MCKEAN  |  WEDNESDAY, 6 DEC 2023
ASIC has identified a trend among some online trading providers, presenting high-risk investment opportunities to retail investors, a shift emerging amid the fluctuating market conditions and the decline in retail trading activity post-pandemic. In ...

Iress upgrades earnings guidance, accelerates transformation

ANDREW MCKEAN  |  THURSDAY, 30 NOV 2023
... transformation includes the launch of products such as Advisely for wealth management and a cloud-native Iress FIX Hub for trading. Meanwhile, Iress' strategy in the UK has evolved, including a decision to segment its operations and focus on specific ...

BBY manager charged with aiding and abetting

KARREN VERGARA  |  WEDNESDAY, 29 NOV 2023
... 2017, ASIC banned former BBY financial adviser Sergio Nicolo Belardo from providing financial services for 10 years for trading in clients' accounts without authorisation.

Spatium Capital selects trustee, administrator for small caps fund

CASSANDRA BALDINI  |  TUESDAY, 28 NOV 2023
... allocated to the top 100. It seeks to identify and capitalise on mispriced and short-term equity price dislocations and has a trading strategy that uses a quantitative model. Spatium Capital said it achieved growth of +22.2% for FY23.

Praemium plummets on weak financial outlook

ANDREW MCKEAN  |  THURSDAY, 23 NOV 2023
... from 0.27% in the second half of the previous financial year to 0.25% in the current period, chiefly because of lower trading volumes and cash balances. Praemium chief executive Anthony Wamsteker spooked markets, saying that the duration of the "relatively ...