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Showing 441 - 450 of 1127 results for "Notice"

Court restricts Mayfair advertising

ELIZA BAVIN  |  MONDAY, 20 APR 2020
... its advertising, promotion or marketing. The Court ordered that Mayfair Platinum and Mayfair 101 must post the following notice on its websites, and give a copy of the following notice to each prospective new investor in the Mayfair debenture products ...

QSuper board takes AFCA decision to court

KANIKA SOOD  |  THURSDAY, 16 APR 2020
... essential foundation of QSuper's initial two grounds of appeal is that AFCA made a decision which determined that the notice issued by QSuper did not comply with CA s1017B(4), which required it to provide Dr Lam with information that was reasonably ...

ASIC demands compliance despite COVID-19

HARRISON WORLEY  |  THURSDAY, 16 APR 2020
... consultation paper on platform fees, will continue to be worked on in the background, but will not be published "until further notice".

Major regulatory efforts delayed

HARRISON WORLEY  |  WEDNESDAY, 15 APR 2020
... consultation paper on platform fees, will continue to be worked on in the background, but will not be published "until further notice". The long-awaited managed discretionary accounts policy review consultation paper won't see the light of day "until ...

Former Wallaby banned

ELIZABETH MCARTHUR  |  WEDNESDAY, 15 APR 2020
... to the ASX on 13 July 2015. On 16 November 2017, Bell Potter paid a penalty of $358,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel. The infringement notice related to trading in DirectMoney shares in 2015. Bell ...

ASIC provides relief around early super access advice

JAMIE WILLIAMSON  |  TUESDAY, 14 APR 2020
... ensure consumer best interests are being met. ASIC will monitor the ongoing impact of COVID-19 and provide 30 days' notice to the industry before revoking the relief measures. The no-action for super trustees will expire when applications for early ...

Trading platforms see record use

HARRISON WORLEY  |  THURSDAY, 9 APR 2020
... licensees, advisers and other intermediaries interested in the platform," Self Wealth said. It wasn't the only firm to notice an uptick. In its quarterly results released later in the week, Netwealth said the funds under administration on its platform ...

Chief economist update: COVID-infected Aussie stats trickle in

BENJAMIN ONG  |  WEDNESDAY, 8 APR 2020
... financial markets by conducting one-month and three-month repo operations in its daily market operations until further notice. In addition, the central bank will conduct longer-term repo operations of six-month maturity or longer at least weekly, as ...

OneVue marks territory on Sargon sale proceeds

KANIKA SOOD  |  MONDAY, 6 APR 2020
... asserted its unpaid vendor's lien over the shares of both these businesses (Diversa and CCSL Trustees). Having received notice of OneVue's interest and intention to enforce the lien, the voluntary administrators for the Sargon subsidiaries sought ...

Could relief on advice compliance save consumers?

ELIZABETH MCARTHUR  |  THURSDAY, 2 APR 2020
... required to be compliant without face-to-face meetings and how older people actually live. "The law says you have to give notice in writing [for opt-in renewal notices] and it cannot be done by phone unless in a text message," Walker said. "Some clients ...