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Showing 431 - 440 of 469 results for "Jeff"

ASIC alerts super fund members about large exit fees

A recent review of the extent and nature of superannuation exit fees conducted by ASIC has found at least 550,000 Australians are members of superannuation funds that may charge substantial exit or termination fees when members attempt to move their ...

ASIC reorganizes management following Johnston departure

The Australian Securities and Investments Commission (ASIC) has announced Jennifer O'Donnell has been appointed as the regulator's new executive director of compliance following the departure of Ian Johnston. Johnston, who will join the Hong Kong Securities ...

ASIC loses Johnston to Hong Kong

The Australian Securities and Investments Commission has lost another senior executive with the resignation of industry stalwart Ian Johnston. Johnston, most recently ASIC executive director of financial services regulation, has been appointed to a ...

Investment management company director gaoled for seven years

The Sydney District Court has sentenced Robert Walker to seven years' gaol with a non-parole period of four and a half years after he pleaded guilty to 21 counts of deception under the Crimes Act 1900. ASIC brought the charges against Walker that related ...

Companies on track towards IAS compliance: ASIC

ASIC's latest review of financial report disclosures on the progress of listed companies towards the adoption of international accounting standards has revealed 99 per cent of companies have provided disclosure under AASB 1047 'Disclosing the Impacts ...

ASIC's annual report brings a message of confidence

ASIC chairman Jeffrey Lucy adopted a more optimistic theme in the tabling of the regulators annual report with a message of building confidence and consumer protection in financial markets. "Confidence has allowed our companies to raise capital competitively ...

ARF wins Super fund of the Year - again

... members and in almost very criteria we analysed it ranked well above the average fund," said SuperRatings managing director Jeff Bresnahan. ARF chief executive officer, Ian Silk said "winning the award for a second year running shows our members, employers ...

ASIC aids smarter investing

ASIC has released a booklet to help people make better financial decisions and avoid costly mistakes covering subjects such as initial investments, budgeting, managing loans and mortgages, and getting the most from superannuation. Called Your Money ...

ASIC accepts National Australia Bank's enforceable undertaking

ASIC has accepted an enforceable undertaking from National Australia Bank (National) designed to improve the bank's key systems and controls under its Australian financial services license (AFSL) after the foreign currency options trading losses National ...

New challenges keep coming, says ASIC chairman

AAP  |  WEDNESDAY, 29 SEP 2004
... as they battle to meet their new reporting obligations. Australian Securities and Investments Commission (ASIC) chairman Jeff Lucy said several new challenges were affecting Australian companies and would require careful assessment, preparation and action. ...