Search Results | Showing 421 - 430 of 1866 results for "broker" |
| | | ... £15.4 million, citing "lavish entertainment" and lack of effective controls. The FCA said Tullett Prebon, an inter-dealer broker which acts for institutional clients transacting in the wholesale markets, carried out "name passing" broking. An FCA investigation ... |
| | | | ... ASX's marketplace for unlisted managed funds, allowing investors and advisers to buy and sell units in managed fund via a broker on the mFund settlement service. It was launched in 2014. Fixed income funds have proven to be the most popular offering ... |
| | | | ... the generally high cost of insurers. The company will launch the products through a select group of national insurance broker networks before gradually extending it to the broader market over the coming months. Powell said he expects the product to help ... |
| | | | ... that of the mortgage broking industry, the UFAA said: "Within only a couple of months, the government not only reinstated broker commissions, but these commissions might end up being at a higher level than previously." "In stark contrast to the mortgage ... |
| | | | ... individual exemptive relief. The SEC also voted to issue an exemptive order that further harmonises related relief for broker-dealers. "The actions announced today will replace hundreds of individualized exemptive orders with a single rule," the SEC ... |
| | | | Australia's peak advocacy body for seniors partnered with a specialist retirement funding provider in an effort to improve retirement outcomes. National Seniors Australia (NSA) has partnered with Household Capital to work towards better retirement outcomes ... |
| | | | Asset managers in the United Kingdom have shrunk their research budgets by up to 30% but are delivering millions in benefits to investors, according to the UK financial authority's review of MiFID II. The Financial Conduct Authority yesterday published ... |
| | | | According to documents filed with the Securities and Exchange Commission, Vanguard is launching a new digital-only financial planning service through Vanguard Advisors. The offering, which is being piloted, will be called Vanguard Digital Advisor and ... |
| | | | ... administrator for Club Plus, HESTA, Hostplus and AustralianSuper. All of LUCRF Super's administration is done in-house. On the broker side, CommSec also provided comment, saying: "At CommSec, the security of our customers' details is paramount. ... |
| | | | Saxo Markets has entered into a new partnership to provide an institutional grade reporting service. The partnership with Sharesight will deliver an integrated recordkeeping service for self-directed investors. Saxo described the initiative as "open ... |
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