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Showing 421 - 430 of 1792 results for "Monitor"

Funds valued illiquid asset correctly: ASIC

KARREN VERGARA  |  WEDNESDAY, 11 AUG 2021
Corporate regulator ASIC stopped just short of praising fund managers on how they handled valuing illiquid assets at the height of COVID-19. ASIC found that the responsible entities of the funds were responsive to the increased valuation risks during ...

Super ASX dominance trends down: Research

JAMIE WILLIAMSON  |  TUESDAY, 10 AUG 2021
... investors would be disadvantaged. "As stewards of investments, asset managers - particularly those that operate at scale - monitor governance standards, engage with company managers and directors, and cast informed votes on thousands of management and ...

Alceon launches retail fund

ANNABELLE DICKSON  |  TUESDAY, 10 AUG 2021
... bottom-up process, conducting fundamental analysis and due diligence on opportunities. Alceon employs an active program to monitor the progress of projects, assets and delivery partners. The fund is now available on Netwealth and HUB24 with plans to ...

UK pension funds commit to manager diversity

JAMIE WILLIAMSON  |  WEDNESDAY, 4 AUG 2021
Some of the UK's biggest pension funds have committed to tackling the lack of diversity in funds management. The Asset Owner Diversity Working Group has launched the Asset Owner Diversity Charter, which aims to "build and investment industry which embodies ...

Former Millennium3 representatives cop ban

KARREN VERGARA  |  TUESDAY, 3 AUG 2021
... representatives also failed to abide by Millennium3's compliance manual. Further, ASIC determined they did not supervise and monitor the practice or had a proper due diligence process when purchasing NCFS's client book. When NCFS took on new clients ...

First YFYS performance test results weeks away

KANIKA SOOD  |  MONDAY, 2 AUG 2021
Superannuation funds can expect their results in the first performance test by August 31 under the new Your Future, Your Super reforms, according to an APRA letter sent Friday. The first round covers MySuper products alone. Trustee-directed products ...

RI Advice failed oversight obligations: Court

KARREN VERGARA  |  MONDAY, 2 AUG 2021
... Doyle's clients were retired, or approaching retirement. Licensees need to have proper systems and processes in place to monitor the advice given by advisers to make sure consumers are protected," she said. The penalty hearing for RI Advice and Doyle ...

Tidswell agrees it contravened Corps Act

KANIKA SOOD  |  THURSDAY, 29 JUL 2021
... enforce a monitoring policy, including for websites that MobiSuper used to generate leads for new members. It did not monitor the call centres used by MobiSuper for compliance, including refusing the call scripts used by them. This is not the first time ...

Netwealth launches mobile app

ANNABELLE DICKSON  |  THURSDAY, 22 JUL 2021
... Wealth Accelerator accounts. In addition, there is the functionality to view the details of historical transactions and monitor individual asset performance, including daily price information and historical unit prices "At Netwealth, based on overseas ...

Retirement portfolios need a rethink: Research

ANNABELLE DICKSON  |  FRIDAY, 16 JUL 2021
A sufficient level of retirement income relies on income volatility as a measure of the risk of impaired living standards in retirement rather than asset return volatility, new research shows. New research from Franklin Templeton subsidiary Martin Currie ...