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Showing 421 - 430 of 2184 results for "Framework"

Ageing Australians rapidly shifting retirement planning

ELIZA BAVIN  |  WEDNESDAY, 19 JUN 2024
... positions on. The whitepaper examines the factors driving this interest, it also debunks several myths and sets up a framework through which advisers can lead the conversation around retirement income management with their clients." Aboud said that while ...

AFSLs undertake more reviews, lack risk documentation

KARREN VERGARA  |  TUESDAY, 18 JUN 2024
Most AFS Licensees (AFSLs) are undertaking more reviews of their systems and processes but still lack documentation when it comes to managing risk, according to a new compliance survey. Holley Nethercote's 2024 Compliance Trends Survey reveals AFSLs ...

Cbus recruits chief risk officer from Crown

KARREN VERGARA  |  TUESDAY, 18 JUN 2024
... of risk management, compliance and governance." "Cbus members benefit from the fund having a strong and robust risk framework and I will be focussed on reinforcing and enhancing that framework." Deputy chief investment officer Alexandra Campbell recently ...

Will ASIC use AI for advice compliance monitoring?

ANDREW MCKEAN  |  MONDAY, 17 JUN 2024
The rapid expansion of artificial intelligence (AI) applications in the financial advice industry has led to a prediction that ASIC could soon incorporate AI into its compliance and audit checks of advisers. Financial technology firm Padua envisions ...

ASIC issues first stop order for crowd funding

ELIZA BAVIN  |  THURSDAY, 13 JUN 2024
... were adhering to the legislative requirements of the CSF regime. "ASIC will actively enforce compliance with the CSF framework and will exercise its stop order powers or take enforcement action if necessary to address any breaches," it said. The interim ...

Block Earner dodges massive fine

KARREN VERGARA  |  WEDNESDAY, 5 JUN 2024
... Earner is the trading name of Web3 Ventures. It was founded in 2021 by Charlie Karaboga and Jordan Momtazi and backed by Framework, Coinbase, Longhash, and Sequoia Capital. Between March and November 2022, ASIC found Block Earner provided unlicensed ...

APRA hits Mercer with additional licence conditions

ELIZA BAVIN  |  TUESDAY, 28 MAY 2024
The Australian Prudential Regulation Authority (APRA) has imposed additional licence conditions on Mercer Super to ensure it addresses risk management and compliance management deficiencies identified by the regulator. The risk management and compliance ...

Insignia research, retirement income head to depart

JAMIE WILLIAMSON  |  FRIDAY, 24 MAY 2024
... equities research, and macroeconomic research. He was also responsible for developing the firm's retirement income framework and chairs its Retirement Income Working Group. Before joining Insignia, Olsen was chief executive of research house Lonsec ...

UK forewarns Australia on wholesale test changes

KARREN VERGARA  |  THURSDAY, 23 MAY 2024
... Committee on Corporations and Financial Services inquiry is considering a refresh of the entire wholesale investor test framework. According to the terms of reference, the government will look at any proposals to change the tests, potential intended ...

Spaceship appoints new chief risk officer

JAMIE WILLIAMSON  |  MONDAY, 20 MAY 2024
... APRA as a superannuation specialist. At Spaceship, Beydoun is responsible for overseeing the company's risk management framework, ensuring compliance with regulatory standards, and enhancing its risk management capabilities. Spaceship said his appointment ...