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Showing 411 - 420 of 437 results for "Pty Ltd"

ASIC obtains undertakings over misleading website

... Securities and Investments Commission (ASIC) has announced it has obtained undertakings from Rural & General Insurance Broking Pty Ltd (Broking), and Rural & General International Insurance Ltd (International) in the Federal Court in Sydney, in relation ...

Victorian man pleads not guilty to fraud charges

... ASIC alleges that between 15 February 2000 and 3 March 2000, Mr Paterson - a former director of BRG Capital Facilitation Pty Ltd (BRG) - was knowingly concerned in the company Cotech Pty Ltd making two false representations to BRG. The total amount involved ...

ASIC obtains undertakings following Federal Court proceedings

... Investments Commission (ASIC) has obtained undertakings from Henry Kaye and Alan Meagher, of National Investment Institute Pty Ltd (NII) and Novasource Consulting Pty Ltd, following proceedings commenced in the Federal Court in Melbourne. ASIC said Mr ...

Former Bridges manager sentenced to jail

Robert Thomas Lister, formerly a Back Office Manager for Bridges Financial Services Pty Ltd, was today sentenced to two and a half years jail, to be released after serving six months. Mr Lister was sentenced in Sydney's Downing Centre District Court ...

Director sentenced, adviser banned

The Brisbane District Court today sentenced Bruce Raymond Walden, a director of Australian Secured Mortgages Pty Ltd (ASM), to a $2,000, three-year good behaviour bond. Mr Walden had been convicted on 10 charges of being knowingly concerned in the promotion ...

AAT requests ASIC reinstate securities dealers' licences

The Administrative Appeals Tribunal (AAT) has upheld an appeal by Chapel Road Pty Ltd and required that the Australian Securities and Investments Commission (ASIC) reinstate its securities dealers' licences. The AAT has ordered the reinstatement of ...

Court discontinues proceedings brought against APRA

... proceedings brought against the Australian Prudential Regulation Authority (APRA) by Rural & General Insurance Broking Pty Ltd, and subpoenas issued by the broker have been set aside as an abuse of process. Rural & General Insurance Broking initiated ...

Former HIH executives win reduction in liquidator payout

... Williams for 10. The breaches relate to the ban concern a $10 million payment by an HIH subsidiary to Pacific Eagle Equities Pty Ltd, of which Mr Adler was also a director, on 15 June 2000. Pacific Eagle Equities then used some of the money to buy HIH ...

S&P rates Members Equity RMBS transaction

Standard & Poor's Ratings Services has given preliminary ratings to Members Equity Pty Ltd's latest residential mortgage-backed securities (RMBS) transaction, in which two classes of floating-rate notes backed by prime Australian residential mortgage ...

ASIC places permanent ban on adviser

... documents for signing, but dishonestly concealed that the documents authorised payment to Mr Mudge and his company, Davcal Pty Ltd. The court sentenced Mr Mudge to 27 months imprisonment, to be released after a year, upon entering a good behaviour bond ...

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Invesco launches new equity fund

ELIZA BAVIN

Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA

The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA

A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI

Global X has now launched the space tech ETF (ASX: MOON).

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