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Showing 371 - 380 of 441 results for "Pty Ltd"

Victorian securities dealer banned:ASIC

... (ASIC). Michael Kwong of Malvern East, Victoria, was an authorised representative of Smith Barney Citigroup Australia Pty Ltd (Smith-Barney), a licensed securities dealer and stockbroker, between January 2002 and May 2003, Mr Kwong. The banning order ...

IWL acquires market information technology provider

AAP  |  FRIDAY, 24 OCT 2003
Diversified financial services company IWL Ltd has acquired market information technology provider iMedia Technology Pty Ltd. IWL said iMedia's product suite was considered a new generation of market information platform, combining standard integrated ...

IFA Securities adviser banned for five years

... a securities dealer or investment advisor for five years. Ms Hutson was an authorised representative of IFA Securities Pty Ltd from 18 March 2002 to 13 February 2003. An ASIC investigation found that throughout 2002 Ms Hutson made a number of recommendations ...

Host Super changes name to Intrust

... However, it said the name of the trustee company that governs the Fund would, for legal reasons, remain as Host-Plus (Qld) Pty Ltd. "The superannuation industry has grown to the point where there are hundreds of different funds and products," Intrust ...

ASIC moves to restrain Aloe project financiers

... Investments Commission (ASIC) has commenced proceedings in the Supreme Court of Queensland to restrain Export Growth Finance Pty Ltd (EGF) from pursuing demands issued to investors who invested in the Australian Aloe Ltd Project. In May 1998, Australian ...

ANZ launches proceedings over NHB insurance recovery

... National Housing Bank (NHB). The proceedings have been issued by ANZ against its captive insurance company ANZcover Insurance Pty Ltd. ANZcover is an authorised general insurer restricted to insuring the interests of ANZ and its subsidiaries. ANZcover ...

Junior dealer permanently banned by ASIC

... engaged as a junior dealer by listed stockbroking firm ABN AMRO Morgans Ltd (AAM) in its Cairns office. Boxberg Holdings Pty Ltd, who employed Ms Phelps between October 1991 and September 2002, manages the Cairns office of AAM. An ASIC investigation ...

Four sentenced in Wattle investigation

Four men associated with the Gold Coast-based Australasian Management Consultants Pty Ltd (AMC) were today sentenced in the Brisbane District Court, following an investigation by the Australian Securities and Investments Commission (ASIC) into the failed ...

Rans former finance manager charged

... investigation by the Australian Securities & Investments Commission (ASIC) into the collapse of Rans Management Group Pty Ltd. David Easden, of Victoria, faces a total of five charges under the Corporations Act relating to his role as the former finance ...

S&P lowers Lumley Life rating to BBB

AAP  |  THURSDAY, 9 OCT 2003
... the announcement that Lumley Life will be sold by Edward Lumley Holdings Ltd to Capital Alliance Holdings (Australia) Pty Ltd. "The ratings action removes the level of implicit rating support Lumley Life benefited from under Lumley ownership, with the ...