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| | | Pengana Capital Group has named those who will lead its recently launched private credit business, appointing Nehemiah Richardson as managing director and chief executive and Charles Finkelstein as chief investment officer. Richardson and Finkelstein ... |
| | | | ... in with several other underperforming business lines at Westpac in May 2020 when it created the Specialist Businesses Division for those that lacked sufficient scale. In addition to platforms, this comprised superannuation and retirement products, investments ... |
| | | | ... relations and to business". The financial adviser has been with Tupicoffs for more than 20 years. In the member (AM) general division, QBE chair Yasmin Allen and Future Fund member board of guardians Patricia Cross were both recognised for their substantial ... |
| | | | ... the theme of new additions, McLaren also welcomed new committee members, Morgan Stanley associate investment banking division Ashleigh Cullen, MA Financial distribution manager Dave Roberts, Alexander Funds regional manager, NSW and QLD James Curnow ... |
| | | | The BNP Paribas Securities Services division has appointed new co-heads of the Financial Intermediaries and Corporates (FI&C) Client Line in the Asia Pacific. BNP Paribas has promoted Hugues Williamson and Mark Wootton as co-heads of the FI&C client ... |
| | | | ... don't like them or because you'd prefer different ones: the consequences for the investing public are far too great," SEC Division of Enforcement director Gurbir S. Grewal said. "As alleged in our complaint, Coinbase was fully aware of the applicability ... |
| | | | ... chose to evade them and put their customers and investors at risk - all in an effort to maximise their own profits," SEC Division of Enforcement director Gurbir S. Grewal said. The SEC alleges that, while Zhao and Binance publicly claimed that US customers ... |
| | | | ... but it said the deal will usher in a "significant" new client base and accelerate the growth of its Corporate Markets division. As part of the deal, all permanent employees from Allens' company secretarial business will be absorbed into Link. Link ... |
| | | | ... Alex Wade, who suddenly exited in August 2020. After a few months in, Hartley made sweeping changes, restructuring the division, unveiling a new leadership team, and reportedly axing numerous jobs. Seven direct reports included the new managing director ... |
| | | | ... has expanded its investment strategy team with the hire of four new specialists and has set up a new investment risk division. Two new hires will play a founding role in a new investment risk team, with the other two supplementing the macro strategies ... |
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