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Showing 401 - 410 of 971 results for "Registered"

Super fund adviser numbers swell

KANIKA SOOD  |  TUESDAY, 22 OCT 2019
... to March, with State Super in the lead, according to Rainmaker Research. The super industry now directly employs 969 registered advisers, up from 713 advisers at March, 2016. State Super is the biggest direct employer of advisers among super funds, accounting ...

AustralianSuper checks out robo advisers

KANIKA SOOD  |  MONDAY, 21 OCT 2019
... biggest increase we find is with external advisers," he said. "So we have had a significant amount of what we call registered advisers, which have nothing to do with AustralianSuper and that's where we are seeing people getting advice from." Superannuation ...

ASIC grants compliance scheme relief

HARRISON WORLEY  |  WEDNESDAY, 16 OCT 2019
... Government's decision today to not proceed with code monitoring, just a month before all financial advisers are due to have registered," Code Monitoring Australia said. "Given the work that has been undertaken and costs incurred in good faith, we ...

AFCA gets 1450 complaints a week

ELIZABETH MCARTHUR  |  WEDNESDAY, 16 OCT 2019
... Determination." Recently, the Competition and Consumer (External Dispute Resolution Scheme - Banking Sector) Instrument 2019 was registered. This instrument recognises AFCA as the external dispute resolution scheme for the banking sector and means that ...

Code monitoring move disappoints industry

ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... Government's decision today to not proceed with code monitoring, just a month before all financial advisers are due to have registered." "Given the work that has been undertaken and costs incurred in good faith, we are disappointed that Code Monitoring ...

FASEA exam dates revealed

ELIZABETH MCARTHUR  |  WEDNESDAY, 9 OCT 2019
... Bendigo and Geelong. Registrations for the December exam will close on November 8. There are 2430 advisers already registered for the exam. The 2020 exam dates have also been revealed with one sitting from February 13-18 and another from April 2-7. The ...

Undisclosed additional lending must stop

KRISTI CHENG  |  THURSDAY, 26 SEP 2019
... deemed to be an unsecured creditor. "One of the key protections you have as a lender is security. If you haven't registered that, then you don't have effective security," he said. He further explained that the managers are not disclosing the ...

Evidence of "pay to play" in US pension consulting

KANIKA SOOD  |  WEDNESDAY, 25 SEP 2019
... University of San Diego and Thuong Harvison from University of Arizona last month, looked at all investment advisory firms registered with the US Securities and Exchange Commission (SEC), their client base, and political contributions. The research found ...

Equity Trustees confirms international strategy

ELIZABETH MCARTHUR  |  FRIDAY, 13 SEP 2019
... the River and Mercantile Global High Alpha Fund in Australia in 2017. That appointment made it the first Australian registered unit trust developed by the London based investment manager. "This is a significant appointment for our global fund services ...

Vote in the FS Power50 now

JAMIE WILLIAMSON  |  THURSDAY, 5 SEP 2019
... community-based projects or nationwide initiatives designed to promote the value of financial advice. Only financial advisers registered on ASIC's Financial Adviser Register as licensed to provide personal financial advice are qualified to proceed ...