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Showing 401 - 410 of 10996 results for "Account"

ASIC helping with law reform over Shield, First Guardian

ELIZA BAVIN  |  FRIDAY, 10 OCT 2025
... matter." Despite being pleased with Macquarie's decision, Longo said there is "more work to be done to hold key players to account" and said ASIC was actively exploring avenues for compensation for victims. "We are actively working with Treasury and ...

ASIC cancels CPG Research & Advisory's AFSL

RIDDHIMA TALWANI  |  FRIDAY, 10 OCT 2025
ASIC has cancelled CPG Research & Advisory's AFSL, which is linked to the now-defunct Linchpin Capital, effective October 7. The cancellation comes after CPG ceased to carry on a financial services business and failed to pay industry funding levies ...

ASIC slams licensees' lax offshoring governance

KARREN VERGARA  |  FRIDAY, 10 OCT 2025
... monitor the governance and risk management frameworks of financial services entities, and where necessary, hold them to account for failing to have the right processes in place to protect consumers and investors' interests."

ETF market hits $300bn milestone early

MATTHEW WAI  |  FRIDAY, 10 OCT 2025
The Australian exchange-traded fund (ETF) market has seen explosive growth, now passing the $300 billion mark and hitting its milestone well before it was anticipated to, according to various sources. In July, total assets under management (AUM) reached ...

Super moves: CareSuper, Hostplus, Cbus

ELIZABETH FRY  |  THURSDAY, 9 OCT 2025
CareSuper has appointed Matt Macdonald as portfolio manager within the private equity team. The private equity specialist joins from AustralianSuper where he worked as a senior investment analyst for over four years. Before that, he spent an equivalent ...

La Trobe appoints new liquidity chief

ANGELIQUE MINAS  |  THURSDAY, 9 OCT 2025
La Trobe Financial (La Trobe) has named Dan Baker as the new chief liquidity officer. Baker brings over two decades of experience in liquidity, treasury, and market risk to the role. He joins La Trobe following his most recent role as the treasurer ...

Full automation key for business success, but not investments

MATTHEW WAI  |  WEDNESDAY, 8 OCT 2025
Financial advisers are moving to automate many business processes, but investment automation remains limited as they look to maintain control over decision-making. The AdviceTech 2025 Turning Data Into Growth report, based on over 300 financial advice ...

ETF adoption 'intensifies': VanEck

ELIZA BAVIN  |  WEDNESDAY, 8 OCT 2025
... to private markets over the next three years. Around half of respondents said they currently utilise a SMA or managed account. Of those currently considering using a SMA or managed account, investment track record and credibility were the two most important ...

Platform trustees told to improve investment governance

JAMIE WILLIAMSON  |  TUESDAY, 7 OCT 2025
The regulator has written to platform trustees in the wake of the First Guardian and Shield Master Fund collapses, alerting them to the need to strengthen their investment governance processes. In its letter, it shared initial findings from the thematic ...

ASIC approval puts Cboe, ASX on level playing field

MATTHEW WAI  |  TUESDAY, 7 OCT 2025
ASIC will allow Cboe Australia, a subsidiary of Cboe Global Markets, to list new companies on its platform, directly competing with the Australian Securities Exchange (ASX). ASIC flagged the possibility of an approval in August. Historically, Cboe Australia ...