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Showing 4021 - 4030 of 4949 results for "MIS"

ASIC slaps seven-year ban on planner

ELISE BURGESS  |  FRIDAY, 11 MAR 2011
The Australian Securities and Investments Commission (ASIC) has banned former Commonwealth Financial Planning (CFP) adviser, Don Nguyen, from providing financial services for seven years. Nguyen worked as a financial adviser at CFP between 1 October ...

ACFS appoints Duffield as chair

ALISON BEVEGE  |  TUESDAY, 8 MAR 2011
Jeremy Duffield, former chairman of Vanguard Investments Australia, has today begun work for the Australian Centre for Financial Studies as their non-executive chairman, bringing policy-maker connections to the role. The former deputy chairman of the ...

Good jobs

BENJAMIN ONG  |  MONDAY, 7 MAR 2011
The sun is shining, the sky is blue and everything is fine except... it's not fine enough. Wall Street was so sure heading into the February US non-farm payrolls report that the data will confirm improving labour market conditions in America. All the ...

Rethink before you rebuild

ALEX DUNNIN  |  WEDNESDAY, 2 MAR 2011
As the world rebuilds its regulatory structures around the financial system, it needs to recognise that the system is an integrated network of ecosystems, not a set of independent machines. Speaking at yesterday's Melbourne Financial Services Symposium ...

ASIC bans former Storm adviser

ELISE BURGESS  |  FRIDAY, 25 FEB 2011
Former Storm Financial adviser, Stuart Craig Drummond, has been banned from providing financial services for four years following an investigation by the Australian Securities and Investments Commission (ASIC). Drummond was found guilty of making false ...

Sentiment slips on oil

BENJAMIN ONG  |  THURSDAY, 24 FEB 2011
Months of anxiety over rising inflation, speculation over near-term hikes in interest rates (in the developed economies) and/or actual hikes in interest rates (in emerging markets), lingering doubts over the US recovery, policy mistake and then a hard ...

Adviser banned for life

ALISON BEVEGE  |  TUESDAY, 22 FEB 2011
A financial adviser has been banned for life after using a retired faming couple's savings to fund a margin loan, ASIC said yesterday. Trevor Wayne Carll of Port Pirie, South Australia, worked for local planning business Bruce McDonald Investment Services ...

Roubini defects

BENJAMIN ONG  |  FRIDAY, 18 FEB 2011
"If you can't beat 'em, join 'em!" At least this is way better than the "if you can't stop 'em, beat and shoot 'em" tactic employed by the governments of Bahrain and Libya on their protesting people. Wall Street activity overnight was just like a repeat ...

Market Wrap - Morning

AAP  |  WEDNESDAY, 9 FEB 2011
The Australian market is receiving positive leads from offshore trading overnight. All key Wall St indices are higher in late trading. European markets also were higher overnight, as were precious metals. Copper was down slightly, and oil continued ...

ASIC catches Camelot Derivatives

ASIC RELEASE  |  TUESDAY, 8 FEB 2011
Melbourne-based derivatives dealer, Camelot Derivatives (Camelot) and its sole director, Neil Walter King, consent to interim injunctions brought by Australian Securities and Investments Commissions (ASIC). Camelot is a dealing company specialising ...