Search Results | Showing 21 - 30 of 297 results for "Watchdog" |
| | | ... known as Richard Simon Evertz, was represented by his lawyer in the Downing Centre Local Court yesterday. The corporate watchdog alleges that roughly around 10 January 2017, Evans made the offence and communicated the information to a shareholder. It ... |
| | | | ... opportunity for many new entrants as it can set them up with building and structuring tax advice overtime." In 2014, the watchdog allowed a "one-off" pardon enabling eligible taxpayers to disclose omitted offshore income, capital gains and over-claimed ... |
| | | | ... has grown by about 100 to 1700 as of 1 February 2023, according to AFCA's latest figures. Last August, corporate watchdog ASIC urged former DASS clients who potentially suffered bad advice to lodge a formal complaint with AFCA, which subsequently ... |
| | | | ... investment manager, Wong held positions at ABN Amro and Deloitte Touche Tohmatsu. Earlier, he worked at the corporate watchdog for five years as a senior analyst. CareSuper chief investment officer Suzanne Branton commented: ''We are delighted ... |
| | | | ... is investigating social media platforms like Instagram, TikTok, Snapchat, YouTube, Facebook, and Twitch. The consumer watchdog is also considering the involvement of advertisers, markers, brands, and social media platforms in facilitating misconduct. ... |
| | | | ... director. The companies included: Thrive Lending Pty Ltd, Trade BTC Pty Ltd, and Beta Pharmacology Pty Ltd. The corporate watchdog found on seven more occasions during November 2015, Grimm dishonestly transferred shares and convertible notes owned by ... |
| | | | ... Service (BVAL), which provides daily price valuations for fixed income securities to financial services entities. The US watchdog found that roughly between 2016 to October 2022, Bloomberg failed to disclose to its BVAL customers that the valuations ... |
| | | | ... with an eye to enforcement action. "ASIC's information guide and the ACCC speech basically concluded that the consumer watchdog is going to treat incorrect claims of green credentials as misleading and false advertising," Liddell said. "It comes back ... |
| | | | ... outlining its preliminary concerns with the proposed acquisition of the Port of Geelong by the Consortium. The corporate watchdog was concerned the acquisition may substantially lessen competition in Victoria for the supply of port services for long-term ... |
| | | | ... work with the FRAA on the development of indicators and metrics of effectiveness and capability, it said. The corporate watchdog pointed to its corporate plan which provides more information on the initiatives. https://www.financialstandard.com.au/news/asic-highlights-strategic-priorities-179796432?q=ASIC ... |
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