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Showing 21 - 24 of 24 results for "Unregistered managed investment schemes"

ASIC bans former Money Matters adviser

ASIC STATEMENT  |  MONDAY, 1 SEP 2008
... also received a six-year ban from providing financial services because he operated the unregistered managed investment schemes and breached undertakings to ASIC. Ian and Mathew have the right to appeal against ASIC's decision. To date, the regulator ...

Directors banned over unregistered schemes

... Management and Echocast. In its findings, the Court considered that the pair had operated 15 unregistered managed investment schemes, the pair new they had acted illegally but continued to operate, no proper financial records had been kept, funds were ...

ASIC obtains orders against unregistered investments scheme

... ASIC alleged that Atlantic had, since 1998, operated and continued to operate a number of unregistered managed investment schemes (in the nature of mortgages) without holding the necessary licences, in contravention of the Corporation Law and Corporations ...

ASIC obtains permanent orders against investment directors

... Ltd, Self Help Investors Group and Club Loans. The orders relate to the operation of two unregistered managed investment schemes, and the offering of financial services without an Australian Financial Services Licence (AFSL). "This action has been taken ...
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