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Showing 21 - 28 of 28 results for "Securities Industry"

Wall Street's $22bn bitter pill

COMPANY RELEASE  |  FRIDAY, 26 FEB 2010
... Thomas DiNapoli, state comptroller at the office of New York State, annually releases its bonus estimates of securities industry employees that work in New York. The estimates found bonuses had risen 17 per cent to $22.5 billion in 2009, with the average ...

Chinese walls and windows

SUZY MAC  |  FRIDAY, 5 OCT 2007
... Treasury secretary, Henry Paulson where China's Deputy Prime Minister, Wu Yi promised to open the Chinese securities industry to overseas firms to comply with World Trade Organization rules. Goldman Sachs and UBS both now control investment banking units ...

ASIC and Citigroup lock horns on insider trading

... against the interest of its client, Toll. 'This is a significant case raising two very important issues for the securities industry: having adequate arrangements for managing inside information and dealing with conflicts of interest," said Jeremy Cooper ...

ASIC pursues Citigroup for alleged insider trading

... chairman of ASIC, Jeremy Cooper, said, "This is a significant case raising two very important issues for the securities industry: having adequate arrangements for managing inside information and dealing with conflicts of interest. "ASIC is saying that ...

Prescott Securities appoints CEO

... national manager, as chief executive officer. White, a highly respected commentator in the stockbroking and securities industry, has built an extensive career in the financial services industry spanning several decades. From his first job as an equities ...

Options strategy beats index funds: study

... options against the underlying stocks they sell, according to a study released last week. The research from the Securities Industry Research Centre of Asia-Pacific (SIRCA) showed that the 'Buy-Write' strategy produced returns 23% higher than those produced ...

GE pumps $98 million into Burnley development

... for Victoria. Computershare, a leading provider of financial market services and technology to the global securities industry, announced the establishment of its Global Headquarters and Operations Centre in Melbourne in March. That centre will create ...

ASIC bans Sydney businessmen

... former authorised representative of Credit Suisse First Boston Australia Equities Limited (CSFB) - from the securities industry for 18 months. ASIC found that when Mr. Rabinovitz handled a substantial purchase order received from a new retail client ...
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