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Showing 21 - 30 of 35 results for "Regulatory Commission"

110 years prison for ex-SIB chief

BEN COLLINS  |  THURSDAY, 21 JUN 2012
... fraud by bribing SIB's now deceased auditor, Leroy King, the then-head of the Antiguan Financial Services regulatory Commission.

Market Wrap - Morning

AAP  |  THURSDAY, 12 AUG 2010
... kickstart the world's biggest economy weighed across the region. China banks fell after news the China Banking Regulatory Commission closed a regulatory loophole that had allowed them to get around lending quotas. China Construction Bank fell 2.7 per ...

BNY Mellon JVs for China funds strategy

PRESS RELEASE  |  THURSDAY, 8 JUL 2010
... Securities and will develop a range of retail fund products for the Chinese market. The China Securities Regulatory Commission (CSRC) approved the joint venture. Xi'an-based Western Securities was founded in 2001 and has 34 securities branches and 20 ...

Market Wrap - Morning

AAP  |  FRIDAY, 19 MAR 2010
... as it holds out little hope for aid next week from the European Union. A statement from the China Banking Regulatory Commission also stoked fears as it called on the country's rural financing institutions to be alert when lending. Chinese shares closed ...

Market Wrap - Morning

AAP  |  THURSDAY, 21 JAN 2010
... points to 21,286.17. Chinese banks led the Hong Kong decline after Liu Minkang, chairman of the China Banking Regulatory Commission, said Beijing plans to control the pace of credit growth this year. Liu's comments also contributed to a sharp decline ...

Australia gets Chinese QDII status

MICHAEL HOBBS  |  WEDNESDAY, 11 JUN 2008
... chief executive. "Australia now [has] the necessary memorandums in place with both the China Securities and Regulatory Commission (CSRC) [and] the China Banking and Regulatory Commission (CBRC) - two of the most important financial regulatory agencies ...

Chinese walls and windows

SUZY MAC  |  FRIDAY, 5 OCT 2007
... brokerages to invest in its fully licensed domestic brokerages. Shang Fulin, chairman of the China Securities Regulatory Commission said in a speech at the World Economic Forum, "After the completion of a three-year restructuring of the domestic brokerage ...

Mainland China and HK unite for mutual funds

MICHAEL HOBBS  |  TUESDAY, 18 SEP 2007
... Hosted by HKIFA, the forum allowed the Hong Kong Securities and Futures Commission (SFC), China Securities Regulatory Commission (CSRC) to discuss issues that affect all three institutions. The growth of the mainland fund industry, the potential investment ...

AMP Capital ploughing $260m into Chinese equities

KATE HAGE  |  FRIDAY, 11 AUG 2006
... largest equity market, usually restricted only to domestic Chinese investors. Under the Chinese Securities Regulatory Commission (CSRC) license, AMP Capital Investors can invest around $260 million directly in Chinese A class shares and bonds, making ...

Beware of fake international 'regulators'

... Investigative Committee, International Compliance Commission, International Equity Commission, the International Regulatory Commission, International Exchange Regulatory Commission, and Regulatory Compliance Commission. ASIC executive director of consumer ...