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Showing 21 - 30 of 124 results for "Prevention"

Macquarie reprimanded again for derivatives compliance failures

KARREN VERGARA  |  WEDNESDAY, 7 MAY 2025
... relate to misreporting more than 375,000 OTC derivative transactions and two were futures dealing matters concerning the prevention and detection of suspicious trading activity. One related to withholding orders on the ASX24 market. Macquarie's controls ...

Super lobbies welcome bipartisan support to fight financial abuse

ELIZA BAVIN  |  MONDAY, 28 APR 2025
... stakeholders to best address the matters raised in this recommendation". In a broader policy announcement on family violence prevention, the Coalition also vowed to "strengthen Commonwealth taxation, welfare and superannuation systems where practicable ...

ASIC calls out super trustees over 'weak' anti-scam practices

ELIZA BAVIN  |  THURSDAY, 30 JAN 2025
... to banks. ASIC said none of the trustees had a scams strategy, dedicated reporting on scams, or reviewed their scam prevention, detection and response capabilities. "Trustees generally reported that they had not seen many, if any, instances of scams ...

ASIC sues HSBC Australia over $23m scam losses

MATTHEW WAI  |  MONDAY, 16 DEC 2024
... customers from scammers remains our top priority. We continue to make significant investments in our fraud and scam prevention, detection, and response."

Super moves: Future Fund, Aware Super

ELIZABETH FRY  |  THURSDAY, 12 DEC 2024
... where she worked as a research analyst responsible for data collection, analysis, and publication of state-based health prevention programs. Before that, she was a research and policy analyst at the Mitchell Institute for education and health consulting ...

Operational risk reserve targets trimmed for larger funds

JAMIE WILLIAMSON  |  THURSDAY, 24 OCT 2024
... out being able to meet the requirements of CPS 230 Operational Risk Management via ORFR, including the management and prevention of instances and remediation where weaknesses are identified.

Regulators to clamp down harder on greenwashing

ANDREW MCKEAN  |  FRIDAY, 27 SEP 2024
... the UK's lead in tightening ESG-related rules, after the climate-related disclosure regulation was brought in. "The prevention and mitigation of greenwashing remains a regulatory priority globally, as governments look to increase transparency to investors. ...

ASFA launches new initiative to fight financial crime

ELIZA BAVIN  |  WEDNESDAY, 18 SEP 2024
... approach," Delahunty said. ASFA said the initiative will also build on the momentum of the government's recent Scams Prevention Framework, which called for a coordinated response to financial crime. "As the Minister for Cyber Security, Tony Burke noted... ...

Scams prevention framework consultation released

ELIZA BAVIN  |  MONDAY, 16 SEP 2024
Treasury has released the Scams Prevention Framework for consultation with harsh penalties proposed for financial services firms that don't do enough to prevent scams. The government is planning to introduce mandatory codes that would requires financial ...

Wealth managers rev up for Lifeline, Starlight

KARREN VERGARA  |  FRIDAY, 19 JUL 2024
... Coolangatta Estate Winery in Shoalhaven Heads, New South Wales. The Berry Motorfair will continue its support for suicide prevention service Lifeline Australia. This year it has also partnered with the Starlight Children's Foundation. The event features ...