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Showing 21 - 23 of 23 results for "Court Enforceable Undertaking"

Dover advisers turn orphans

JAMIE WILLIAMSON  |  FRIDAY, 6 JUL 2018
... week ASIC formally announced the cancellation of Dover's AFSL, with the regulator accepting a court enforceable undertaking from Dover. It was also announced that Dover founder Terry McMaster will exit the advice industry. ASIC confirmed an investigation ...

Dover AFSL cancelled, McMaster exits industry

JAMIE WILLIAMSON  |  FRIDAY, 29 JUN 2018
ASIC has accepted a Court Enforceable Undertaking from Dover Financial Advisers and Terry McMaster will leave the financial services industry. ASIC confirmed the action resulted from an ASIC investigation which commenced in 2017, with a particular focus ...

ACCC approves Perpetual offer for The Trust Company

LAURA MILLAN  |  THURSDAY, 19 SEP 2013
... substantial lessening of competition in any relevant market." The decision came after the ACCC accepted a court enforceable undertaking from Perpetual to divest The Trust Company's ownership of a 13.4% shareholding in competitor company Equity Trustees. ...
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