Search Results | Showing 21 - 30 of 460 results for "Conflicts of interest" |
| | | ... the nature of the underlying funds they invested in. ASIC also observed weak governance and poorly managed conflicts of interest that "risk harm to investors and confidence". Poor valuation practices are also common. For instance, less than half of the ... |
| | | | ... should be unbiased, but if the manager is paying the research house, there's the potential for massive conflicts of interest. That's not to say all research is flawed, or that conflicts aren't correctly managed in many cases, but Shield and First ... |
| | | | ... proceed. APRA said it will also clarify or adjust proposals relating to individual director skills, perceived conflicts of interest, and publication of registers of relevant interests and duties. APRA chair John Lonsdale said APRA remains committed to ... |
| | | | ... is concerned that the TruePillars PDSs may be omitting investment information, not adequately disclosing conflicts of interest, failing to adequately disclose risks associated with investments as well as the fees and costs, and contain misleading statements ... |
| | | | ... obligations and advice conduct obligations. Our surveillance will focus on governance frameworks, management of conflicts of interest, and outcomes for consumers," the report said. Some financial advisers who do not recommend managed accounts have voiced ... |
| | | | ... of that," Spence says. "It's a huge attraction for people who want to do wrong. There were a lot of conflicts of interest with everybody involved; some of the super funds, the advice businesses, the research houses, the lead generators, which likely ... |
| | | | Too many auditors are failing the independence test and breaching conflicts of interest obligations, according to an ASIC investigation. A review of 15 audit firms saw nine did not meet rotation requirements while five of them had "relevant relationships" ... |
| | | | ... specification and implementation of investment holding limits; and policies for effectively management potential conflicts of interest, including structural separation where an option is managed by a related entity. When it comes to ongoing monitoring ... |
| | | | ... concentration of investors using the wholesale sophisticated investor exemption, and with less transparency on conflicts of interest, manager remuneration disclosure, and valuations and portfolio reporting." In all, the interim report identifies four ... |
| | | | ... and their retail products, focused on fund transparency, governance, valuation practices, management of conflicts of interest and fair treatment of investors. On September 3, La Trobe said it was revising the Product Disclosure Statements for the Australian ... |
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