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Showing 21 - 24 of 24 results for "Conduct Review"

FPA appoints new CRC Chair, rolls out education standards

STAFF WRITER  |  WEDNESDAY, 15 OCT 2014
The Financial Planning Association of Australia (FPA) has appointed a new Chair of its Conduct Review Commission (CRC) and rolled out a proposed Education and Professional Standards Framework to the Parliamentary Joint Committee (PJC) Inquiry. The FPA ...

FPA welcomes standards

ELISE BURGESS  |  FRIDAY, 18 NOV 2011
... prevented once we restrict the term 'financial planner', said Rantall. The FPA has launched independent body, the Conduct Review Commission, to hear matters against planners to ensure the industry abides by the highest standards. Matthew Rowe, chair ...

BTFG new head of prac mgmt

ELISE BURGESS  |  MONDAY, 30 MAY 2011
BT Financial Group has appointed its new head of practice management with plans to expand its key planner services. Wes Hall will lead of team of 104 that will conduct reviews and consider products, quality and compliance across all BT brands with regulatory ...

Wattle director pleads guilty to 48 charges: ASIC

Anscor Pty Ltd director Anne Shirley Corbett has pleaded guilty, in the Brisbane District Court, to 48 charges of being knowingly concerned in the promotion of prescribed interests, in contravention of the Corporations Act. These charges followed an ...
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