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Showing 381 - 390 of 6425 results for "Regulatory"

Platform trustees told to improve investment governance

JAMIE WILLIAMSON  |  TUESDAY, 7 OCT 2025
... trustees. Where planned enhancements or implementation are assessed inadequate, platform trustees can expect robust regulatory action and the full use of APRA's regulatory tools," APRA deputy chair Margaret Cole said. "As part of its ongoing supervisory ...

ASIC approval puts Cboe, ASX on level playing field

MATTHEW WAI  |  TUESDAY, 7 OCT 2025
ASIC will allow Cboe Australia, a subsidiary of Cboe Global Markets, to list new companies on its platform, directly competing with the Australian Securities Exchange (ASX). ASIC flagged the possibility of an approval in August. Historically, Cboe Australia ...

Wealth and asset management to "significantly" consolidate by 2029: Oliver Wyman

RIDDHIMA TALWANI  |  FRIDAY, 3 OCT 2025
... fragmented in financial services. "This fragmentation was enabled by low barriers to profitability in a capital and regulatory-light environment, ample organic growth for players to access with relatively undifferentiated offerings," it reads. However ...

ASIC sues Fiducian for ESG failures

ELIZA BAVIN  |  FRIDAY, 3 OCT 2025
ASIC has launched proceedings in the Supreme Court of NSW against Fiducian Investment Management, alleging it breached its duties as a responsible entity and engaged in misleading and deceptive conduct about its environmental, social and governance ...

Australia dominates APAC real estate private credit raisings

MATTHEW WAI  |  FRIDAY, 3 OCT 2025
... ultra-high-net-worth investors plan to boost their investment in the real estate private credit sector. However, risks including regulatory evolution, liquidity constraints, and concentration exposure, will continue to develop despite the sector entering ...

Super complaints decline year-on-year: AFCA

ELIZA BAVIN  |  WEDNESDAY, 1 OCT 2025
The Australian Financial Complaints Authority (AFCA) has completed its latest update of the AFCA Datacube, which makes data on complaints publicly accessible to consumers and financial firms. The latest update provides data on complaints made within ...

3500 advisers at risk as deadline looms

JAMIE WILLIAMSON  |  TUESDAY, 30 SEP 2025
... monitoring information on the Financial Advisers Register in the lead up to January 2026 and will consider further regulatory responses if required," it said.

Super funds must improve reporting, audits: ASIC

JAMIE WILLIAMSON  |  TUESDAY, 30 SEP 2025
Registrable superannuation entities (RSEs) must do more to ensure asset valuations in financial reports are reliable and improve disclosure of sponsorship and advertising expenses. Those are two key outcomes of an ASIC review into the financial reporting ...

Marketing, communications roles gain momentum

JAMIE WILLIAMSON  |  MONDAY, 29 SEP 2025
... skyrocketed. In particular demand are content managers, investment communications managers, HR communications managers, and regulatory communications specialists. A chief communications officer can attract a salary of more than $300,000, including super ...

Rest pays $40k over misleading statements

JAMIE WILLIAMSON  |  MONDAY, 29 SEP 2025
ASIC issued two infringement notices to the industry fund for misleading statements it made after charging more than 2000 members for insurance cover they were not supposed to have. The regulator said Rest made false or misleading representations in ...