Search Results | Showing 381 - 390 of 3940 results for "Law" |
| | | ... services, is not adequately trained or competent to provide financial services and is likely to contravene financial services law..." Ridgway allegedly provided false information during ASIC's investigation into his role in recommending unlisted ... |
| | | | ... number of units issued at the time be made for some members. There have been no findings of breaches or contraventions of the law. The median value of the adjustment will be around $17," the spokesperson said. "This adjustment considers the difference ... |
| | | | ... and its subsidiary AFSH Nominees (AFSH) did not respond to 345 hardship applications within the 21-day timeframe required by law. "We allege NAB unlawfully failed to respond to their customers' appeal for help when they needed them most," ASIC chair ... |
| | | | Fintech firm elemnta has released new research looking at data-related challenges impacting Australia's wealth management sector. The research highlights data fragmentation and lack of standardisation as the primary hurdles preventing scalable ... |
| | | | ... progress. As such, the ASX said it denies that the statements made in February as to the progress of the project contravened the law. "ASX accepts that the delays with the previous CHESS replacement project caused disruption, something for which we have ... |
| | | | The proposed takeover of SelfWealth heats up as AxiCorp Financial Services attempts to ensnare the trading platform from Bell Financial Group (BFG). AxiCorp has lobbed a bid of 23 cents per SelfWealth share, one cent more than what BFG proposed on Wednesday. ... |
| | | | ... these arrangements. On September 26, the FWA determined that Joanna Pascua, who was a paralegal at Queensland credit repair law firm MyCRA Lawyers, was entitled to protections under the Fair Work Act. Pascua's work for MyCRA Lawyers was performed under ... |
| | | | Fronting a Senate hearing today, Cbus chief executive Kristian Fok said the fund's board is still considering whether it will appoint the replacement directors nominated by the CFMEU back in September. In September, the CFMEU administrator re-nominated ... |
| | | | ... The report linked this funding concentration to historical factors such as the Gold Rush wealth boom and Victorian Trustee Law, which incentivised the creation of charitable trusts, particularly through estates. NSW, however, has seen its share of philanthropic ... |
| | | | ... research payment account (RPA), whereby the firm agrees a separate research charge with each of its clients," according to UK law firm Sidley. "Due to the operational complexity of the RPA model, to date, most asset managers have not adopted the RPA ... |
|