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| | | ... Disqualified Register. He is just the latest MWL financial adviser to be banned, following the earlier suspension of four advisers in July. On August 25, ASIC cancelled MWL's Australian financial services licence (AFSL) and banned its director and responsible ... |
| | | | ... management, David founded a leading research business that set new standards of quality and integrity, to the great benefit of advisers and investors across the country." Wright will place a key role in the business' future success, he added. "This level ... |
| | | | ... has grown to 9% from 7.6%. Of its total Platform FUA, 12% is institutional and 88% retail. The platform has 5229 active advisers, which is up 11% from 4720 in the prior corresponding period. The strong growth indicates more financial advisers are electing ... |
| | | | ... local transactions, comparisons with overseas exchanges and feedback from asset owners, fund managers, and professional advisers. The consultation paper focuses on four main areas, including the issue of shares under a regulated takeover or merger; when ... |
| | | | ... connectivity means more Australians can benefit from our transparent, low-cost ETFs, with improved visibility across advisers, platforms and wealth management systems." ETF Shares remains the responsible entity and issuer for all three funds, it said. ... |
| | | | ... providing simpler super related advice, but noted as advice gets more complicated in retirement, there is a need for external advisers. Brighter Super recently divested its comprehensive advice book to Centrepoint Alliance, which saw 400 clients transition ... |
| | | | ... in February 2019 before committing to divest all its operations - including financial advice business Spectrum Wealth Advisers - and eventually appointing liquidators in February 2020. ASIC launched the civil action proceedings against the two parties ... |
| | | | ... governance frameworks, management of conflicts of interest, and outcomes for consumers," the report said. Some financial advisers who do not recommend managed accounts have voiced concerns about the conflicts of interest that infiltrate the ecosystem ... |
| | | | ... development specialist, hiring from Resolution Life. In the newly created role, David Sutjipto will work closely with financial advisers to enhance the client experience and ensure policy owners understand their options when life insurance is at risk ... |
| | | | Financial advisers will be able to access the combination of Vanguard's expertise in global index portfolio construction and Lonsec Investment Solutions investment management experience through a new core-satellite model portfolio offering. The Vanguard ... |
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