Search Results | Showing 361 - 370 of 580 results for "Scrutiny" |
| | | ... Commission into banks and financial services has included the $2.5 trillion super system. In a statement ASFA said further scrutiny of the sector, which is already struggling under the weight of numerous inquiries, is at odds with maintaining the system ... |
| | | | ... distribution of those products? Poor conduct, often related to warped incentive structures, led to increased regulatory scrutiny and oversight, as well as reputational damage," he said. Higher costs brought about by heightened regulatory scrutiny have ... |
| | | | ... estimates, to which the company replied, "none." What's "wrong" is the fact that the wealth management industry faces constant scrutiny and regulation in providing advice, but those in IT can simply "type anything" in an algorithm and sell it to mum ... |
| | | | Kaplan Professional is urging financial advisers and their licensees to embrace regtech solutions in the face of ASIC's recent crackdown on non-compliance. Kaplan and Red Marker - which was acquired by Kaplan earlier this year - are working together ... |
| | | | In an industry first, the UK Financial Conduct Authority's concerns about anti-competitive practices of investment consultants have been referred to a consumer protection and anti-competition watchdog to further investigate the industry. The FCA announced ... |
| | | | ... regulator outlined a proposal whereby fund expenditure, setting of fees and costs, and the use of reserves come under more scrutiny. Policies and procedures to establish, implement, monitor and review business plans, and the achievement of strategic ... |
| | | | ... licensees on Friday, and will see fund expenditure, setting of fees and costs, and the use of reserves come under more scrutiny. Policies and procedures to establish, implement, monitor and review business plans, and the achievement of strategic objectives ... |
| | | | ... time and expense," Ignition Wealth head of sales and marketing Richard Liverpool added. "Post-FOFA, as ASIC increases scrutiny in this area, the accountancy market has been urgently seeking a compliant solution for their clients seeking SMSF appropriateness ... |
| | | | ... 15,000 increase and less than half May's 38,000 addition which, at face value, is seemingly a negative. But a closer scrutiny of the report shows that June marked the ninth straight month of positive jobs growth in the country (after contracting by 17,300 ... |
| | | | ... checking, including advanced exception detection and workflow across a range of data types. With greater automation and scrutiny over key data sets, JANA said it expects to benefit in both client interactions and increase its capacity to grow. JANA head ... |
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