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Showing 361 - 370 of 6564 results for "Review"

APRA expects 'no cutting corners' with CPS230

KARREN VERGARA  |  TUESDAY, 1 JUL 2025
... traced and documented and ensure that they are at the standard required." This is in light of ASIC handing down a scathing review on the state of superannuation trustees failing to monitor or report on their death benefit claims handling processes from ...

AMP North launches model portfolio solution with BlackRock, Lonsec

ANDREW MCKEAN  |  MONDAY, 30 JUN 2025
... AMP noted advisers will be able to track portfolio performance and to content support, allowing them to monitor holdings, review performance, and receive trade notices and market commentaries that can be white labelled for their clients. AMP group executive ...

ASIC releases new relief for reportable situations regime

KARREN VERGARA  |  MONDAY, 30 JUN 2025
... identify, escalate, investigate, rectify and capture incidents and breaches as part of their general obligations," ASIC said. A review on the progress of the regime revealed that AFSLs were generally slow to report to ASIC; the key driver being licensees ...

ASIC appoints ASX inquiry panel

MATTHEW WAI  |  THURSDAY, 26 JUN 2025
... openly with them." "These appointments will bring important perspectives and the board and I are confident the panel's review will focus on work we can do that will ultimately support continued confidence in ASX." The inquiry follows ASIC suing the ASX ...

ASFA, JANA release draft guidance on operational due diligence

MATTHEW WAI  |  THURSDAY, 26 JUN 2025
... 234, encouragement of independent due diligence reviews, enhancing guidance for independent reviewers, and an expansion of review criteria across several metrics including IT security, ESG factors and business continuity to align with CPS 230. Other ...

Super spending calls BFID compliance into question

JAMIE WILLIAMSON  |  TUESDAY, 24 JUN 2025
... others not having revisited historic arrangements since the BFID was legislated, and a host of other shortcomings. The review of 14 RSE licensees' expenditure practices and decisions comprised thousands of documents covering discretionary spending, marketing ...

4600 relevant providers yet to meet qualification standards: ASIC

KARREN VERGARA  |  TUESDAY, 24 JUN 2025
... qualifications or is eligible for the experienced provider pathway and notify ASIC," he told an industry event. "You should also review the information currently on the Financial Advisers Register about how your relevant providers meet the qualifications ...

ASIC calls on AFS licensees to 'step up'

ELIZA BAVIN  |  TUESDAY, 24 JUN 2025
... share sale fraud after a spike in reports of stolen shares due to identify theft. ASIC said it has conducted an industry review and provided updated guidance for AFSLs on how to reduce share sale fraud risks for clients and businesses. The regulator ...

SMC backs principles-based approach to corporate governance

ANDREW MCKEAN  |  MONDAY, 23 JUN 2025
... and accountability, warning against a 'tick-the-box' approach in its submission to the prudential regulator's Governance Review. "SMC supports changes in the prudential standards that aren't overly prescriptive and continue to empower entities to find ...

Airlie calls time on Concentrated Share Fund

KARREN VERGARA  |  FRIDAY, 20 JUN 2025
Airlie Funds Management will shutter its Concentrated Share Fund next week following a review. Magellan Asset Management as responsible entity said: "Given the Fund's small size, which impacts the expense ratio charged to unitholders in the fund ...