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Showing 361 - 370 of 3388 results for "Response"

ASIC slaps Macquarie with record $5m fine

KARREN VERGARA  |  WEDNESDAY, 25 SEP 2024
... submitted with the intention of creating a false or misleading appearance in the market. The panel slammed Macquarie's lax response to its concerns, finding that it "failed to appreciate the seriousness of its obligations" and "to act promptly and appropriately ...

ASX hunts new chief risk officer

MATTHEW WAI  |  TUESDAY, 24 SEP 2024
... instrumental in ensuring the ASX's operational resilience through the pandemic. He also spearheaded major regulatory response programs. "I am grateful for the contribution Hamish has made and I am pleased he will continue to support ASX until we finalise ...

Macquarie cops US$80m from SEC

KARREN VERGARA  |  FRIDAY, 20 SEP 2024
... and procedures relating to, among other things, valuation of CMOs and associated liquidity risks, and cross trading. In response, MAM said: "We have already undertaken and are focused on completing additional remedial steps to address the issues identified ...

ASFA launches new initiative to fight financial crime

ELIZA BAVIN  |  WEDNESDAY, 18 SEP 2024
... will also build on the momentum of the government's recent Scams Prevention Framework, which called for a coordinated response to financial crime. "As the Minister for Cyber Security, Tony Burke noted... the rapid pace of development of risk in this ...

Growing super balances show more work to be done: ASFA

MATTHEW WAI  |  MONDAY, 16 SEP 2024
... coalition's proposal to amend paid parental leave, claiming women will be "left behind" towards their retirement. In response to the plan, Delahunty said "With this proposal the Coalition is continuing to say to Australian women that their time out of ...

HAFF receives first round commitments

ELIZA BAVIN  |  MONDAY, 16 SEP 2024
... completion this financial year, ready for tenants to move in. "Housing Australia would like to acknowledge the strong response to the first funding round and tremendous efforts of those organisations that have applied," Housing Australia chair Carol ...

ASIC issues warning over shoddy DDO practices

JAMIE WILLIAMSON  |  TUESDAY, 10 SEP 2024
... consumers to confirm they understood that CFD traders need to have a high risk tolerance if the consumer's initial response indicated they wanted a safe investment," ASIC said. "A more common practice was questionnaires that simply asked if consumers ...

Fidelity appoints new managing director

ELIZA BAVIN  |  THURSDAY, 29 AUG 2024
... 2020 to lead the wholesale segment in Australia and has led the development of several new products and solutions in response to evolving investor needs, along with the expansion of support for Fidelity's advice and wealth management clients, Fidelity ...

ASIC wins case against crypto exchange Kraken

ANDREW MCKEAN  |  MONDAY, 26 AUG 2024
... law when dealing in crypto-asset products and we'll continue to take action to ensure this happens," Court said. In response to ASIC, a Kraken spokesperson argued that the organisation complies with the legal and regulatory requirements in all jurisdictions ...

BlackRock launches new bond ETF

ELIZA BAVIN  |  MONDAY, 26 AUG 2024
... September. BlackRock Australasia director of wealth distribution James Waterworth said the launch of the new ETF was in response to Australian advisers and investor demand. "Bond yields globally are at decade-highs, and if inflation indicators continue ...