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Showing 351 - 360 of 4616 results for "Issues"

Vanguard to pay $13m in greenwashing case brought by ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 25 SEP 2024
... Vanguard already being fined $40,000 to comply with infringement notices related to greenwashing. Vanguard self-reported the issues that led to this case and admitted to the bulk of contraventions. Following the outcome in March, a penalty hearing was ...

ASIC slaps Macquarie with record $5m fine

KARREN VERGARA  |  WEDNESDAY, 25 SEP 2024
... ASIC also put Macquarie staff on notice, as judging by its conduct and lack of escalation response, pointed to "systemic issues regarding the culture and reporting within Macquarie." ASIC contacted the firm on six separate occasions about its concerns ...

E&P Financial Group seeks to delist

KARREN VERGARA  |  TUESDAY, 24 SEP 2024
... undervalued thanks to the barrage of regulatory proceedings and class action litigation it faced in recent years. These issues have sustained a negative impact on the share price, the board said, noting it is "consistently and materially" undervalued ...

Reforms needed to boost engagement: ASFA

MATTHEW WAI  |  MONDAY, 23 SEP 2024
... world, we will continue to work closely with government and with other stakeholders to align the sector to progress these issues as a matter of priority."

Macquarie cops US$80m from SEC

KARREN VERGARA  |  FRIDAY, 20 SEP 2024
... response, MAM said: "We have already undertaken and are focused on completing additional remedial steps to address the issues identified in the investigation, with clients the priority. We also continue to invest in our risk culture to ensure we discharge ...

Inquiry urges government to consider paid reproductive leave

JAMIE WILLIAMSON  |  FRIDAY, 20 SEP 2024
The Senate committee tasked with investigating issues related to menopause wants the government to research the efficacy of existing reproductive leave policies in Australia and overseas with consideration to introducing it in the National Employment ...

RBA doubling down on wholesale CBDC

MATTHEW WAI  |  THURSDAY, 19 SEP 2024
... out in the cold, and for several reasons surrounding private settings, distribution complications, underlying technology issues and more. It is further reinforced in the report, stating many "advanced economies" have completed extensive research on the ...

Advisers reveal hurdles preventing SMA adoption

ELIZA BAVIN  |  THURSDAY, 19 SEP 2024
... diligence on models (27%) and lack of independent research coverage (22%). "As a provider, we know these are important issues to our advisers, so we work closely with them to address these concerns," Gallagher said. "Traditional research houses that ...

Hanson backs Dixon Advisory inquiry

KARREN VERGARA  |  WEDNESDAY, 18 SEP 2024
... collapse, the URF, key individuals, and ASIC's role in the matter. It will also cover administration and insolvency issues and potential implications for future matters. "The financial advice profession is made up of thousands of small businesses ...

FSU steps up calls for reproductive leave policies

JAMIE WILLIAMSON  |  MONDAY, 16 SEP 2024
... a broader framework that provides support for workers dealing with symptoms. "Menopause and menstruation are workplace issues and its time they are treated like other forms of leave that the finance sector has led the way on - like paid maternity leave ...