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Showing 331 - 340 of 1222 results for "Licensees"

IMAP names award winners

ANNABELLE DICKSON  |  FRIDAY, 27 AUG 2021
... the award for Innovation which acknowledges the operation and process of managed accounts, adoption by advisers and licensees, investment options and technology used to support managed accounts. First Sentier Investors won the award for Australian Equities ...

Consultum chief joins new firm

ELIZABETH MCARTHUR  |  TUESDAY, 24 AUG 2021
... long-term strategic business aspirations and marketplace offering." Botte left IOOF amid its restructuring of aligned licensees after eight years as chief executive and 14 years with Consultum. Botte said of joining ASVWFS: "Most importantly, it was ...

APRA issues guidance on lifecycle products for performance test

KANIKA SOOD  |  WEDNESDAY, 18 AUG 2021
... July 2022. In the July 30 letter, APRA said ahead of undertaking the first performance test, it will write to any RSE licensees affected by the application of APRA's discretion to combine historical product performance. It will also engage with the ...

ASIC outlines approach to reforms amid uncertainty

JAMIE WILLIAMSON  |  FRIDAY, 13 AUG 2021
... and that means we will continue to work with industry and build on the efforts by industry associations and individual licensees in preparing for these reforms," he said. He added that the reforms are intended to produce fairer outcomes for consumers ...

Asendium partners with regtech

KARREN VERGARA  |  MONDAY, 9 AUG 2021
... in 2019 in conjunction with law firm Mills Oakley in response to the Hayne Royal Commission. It currently works with licensees such as Interprac, GPS Wealth and Wealth Today. Fourth Line chief executive David Travers said: "Our experience has identified ...

Morningstar hires advice lead

ELIZABETH MCARTHUR  |  WEDNESDAY, 4 AUG 2021
... planning software AdviserLogic, revenue management software PayLogic, its compliance and business management solutions for licensees, and risk profiling tool FinaMetrica. "Ivon brings over 20 years experience in advice and technology, along with a strong ...

Shadforth appoints Queensland head

KANIKA SOOD  |  TUESDAY, 3 AUG 2021
... was expected. The outflows were partially offset by $0.4 billion of flows from new self-employed advisers joining the licensees as well as organic inflows. Earlier this week, the Federal Court found that RI Advice Group failed to provide rigorous oversight ...

First YFYS performance test results weeks away

KANIKA SOOD  |  MONDAY, 2 AUG 2021
... July 2022. In the July 30 letter, APRA said ahead of undertaking the first performance test, it will write to any RSE licensees affected by the application of APRA's discretion to combine historical product performance. It will also engage with the ...

RI Advice failed oversight obligations: Court

KARREN VERGARA  |  MONDAY, 2 AUG 2021
... Advice didn't take reasonable steps to protect his clients. ASIC deputy chair Sarah Court said: "Financial advice licensees need to understand that they can be liable if their advisers do not act in the best interests of their clients and do not ...

IOOF advice outflows soar

ANNABELLE DICKSON  |  THURSDAY, 29 JUL 2021
... 2.0 strategy. The outflows were partially offset by $0.4 billion of flows from new self-employed advisers joining the licensees as well as organic inflows. It follows the acquisition of MLC which, on 1 June 2021, saw 406 MLC advisers join with IOOF advice ...