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Showing 321 - 330 of 475 results for "Remediation"

Commonwealth FP fails to meet EU obligations

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
... Commonwealth Bank's accountable person - as under the Banking Executive Accountability Regime - around CFPL's remediation efforts. The attestation and final report were due on 31 January but were not delivered. Instead, Ernst & Young issued its ...

AMP profits nose dive, dividends hit

KANIKA SOOD  |  FRIDAY, 25 JAN 2019
... the Royal Commission response, portfolio review, increased investment in risk, governance and controls, and advice remediation," AMP said in a statement. It has now provisioned $200 million for advice remediation, including $186m for program running ...

Former Macquarie executive takes new role

JAMIE WILLIAMSON  |  THURSDAY, 24 JAN 2019
... financial services business. In the 10 years he spent at Macquarie, he also served as head of wealth advice, client remediation and head of regulatory change and conduct risk for the banking and financial services business. Most recently, Werro has worked ...

Advice jobs are coming: Recruiter

KANIKA SOOD  |  MONDAY, 21 JAN 2019
... Paraplanners can also look forward to salary raises and more opportunities, as companies rush to fill in compliance and remediation roles created as a result of the Royal Commission. "Another major trend this half will be the continued movement of technically ...

AFSL to begin independent review

DARREN SNYDER  |  WEDNESDAY, 16 JAN 2019
... ASIC's enquiries, Kaz engaged an external consultant to review its compliance framework and provide recommendations for remediation," the regulator said. "Kaz has advised ASIC that these recommendations have been implemented." The independent expert ...

Regulators in Productivity Commission firing line

HARRISON WORLEY  |  THURSDAY, 10 JAN 2019
... benchmark portfolio tailored to their asset allocation. Funds should be required to undertake a 12 month period of remediation if an option falls beneath the benchmark portfolio by more than 0.5 percentage points a year, on average over a rolling eight-year ...

Shareholders put NAB board in the hot seat

KARREN VERGARA  |  WEDNESDAY, 19 DEC 2018
... plan service fees, and the issue affecting more than 304,000 customers has been closed. "We have also agreed on a remediation methodology with ASIC that will see NAB Financial Planning refund adviser service fees to those customers who didn't get ...

CBA stashes cash for compliance

DARREN SNYDER  |  WEDNESDAY, 12 DEC 2018
... Commonwealth Bank will put aside an additional $350 million in 2019 to cover larger than expected costs for compliance and remediation programs as well as its separation from CommInsure Life. In an update to the ASX on Tuesday evening, CBA said its financial ...

Freedom ditches life insurance sales

KARREN VERGARA  |  THURSDAY, 6 DEC 2018
... investigation into its past misconduct highlighted by the financial services Royal Commission. The size and scope of the remediation will be reviewed by an independent expert, Freedom said, adding a provision of up to $4 million has been made. Freedom ...

APRA grilled over superannuation

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
... all too common in financial institutions." Byres said APRA would have discussed it with NAB and satisfied itself the remediation was progressing - but there was no written record of it. What was found in an independent audit of APRA's superannuation ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN  |   12:33PM
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA  |   11:56AM
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI  |   11:09AM
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA  |   12:20PM
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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