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Showing 321 - 330 of 4021 results for "January"

PGIM expands APAC team with local hire

ELIZABETH FRY  |  FRIDAY, 28 JUN 2024
... to increase their allocations to private alternatives." Greyling is PGIM's second local appointment this year. In January, the asset manager appointed Chris Briant as head of its institutional client group for Australia and New Zealand.

APRA: RSE licensees show 'common areas of weakness'

ELIZA BAVIN  |  FRIDAY, 28 JUN 2024
... Prudential Standard CPS 190 Recovery and Exit Planning (CPS 190). For RSE licensees, CPS 190 will come into effect from 1 January 2025 and the letter outlines opportunities for improvements and better practice examples to enhance the super industry's ...

Former AMP advice lead sues The Australian

ELIZA BAVIN  |  MONDAY, 24 JUN 2024
... misled the Australian Investments and Securities Commission (ASIC). Regan claimed the article, which was published back in January this year, falsely implied he had misled the corporate watchdog during the Hayne Royal Commission into banking and financial ...

Ascot Securities hit with infringement notice for 'serious failures'

ANDREW MCKEAN  |  THURSDAY, 20 JUN 2024
... policies, procedures, and technical resources to identify, prevent, and report suspicious orders and trading. Between January 2018 and January 2020, Ascot failed to report suspicious trading to ASIC on 115 occasions, despite concerns raised by its designated ...

Fiducian welcomes two practices

KARREN VERGARA  |  FRIDAY, 14 JUN 2024
... operating under its AFSL, according to a recent Rainmaker analysis of the ASIC Financial Advisers Register. At the end of January, Fiducian had more than $3 billion in funds under administration. Fiducian recently appointed Citi to provide custody, fund ...

Super Members Council renews calls for anti-hawking extension

JAMIE WILLIAMSON  |  THURSDAY, 13 JUN 2024
... anti-hawking provisions to cover all financial services in a bid to curb the rise in consumer losses related to scams. In January 2019, the UK outlawed cold calling in relation to pensions, except where the caller is authorised by the Financial Conduct ...

AustralianSuper bears brunt of complaints: AFCA

KARREN VERGARA  |  TUESDAY, 11 JUN 2024
... late last year to in-house the delivery of complaint management services and this has now come into full effect." Between January to May 2024, Kerlin said the fund has seen improved service levels and nearly a 29% reduction in complaints on a monthly ...

HNWIs wealth reaches unprecedented levels

ANDREW MCKEAN  |  FRIDAY, 7 JUN 2024
... normalisation of cash holdings to 25% of portfolio totals, a significant decrease from the multi-decade high of 34% in January 2023. The report highlighted that two out of three HNWIs plan to increase their investments in private equity during 2024 ...

Keybridge Capital cops another loss against WAM

ELIZA BAVIN  |  FRIDAY, 7 JUN 2024
... success. Keybridge chief executive Nicholas Bolton alleged WAM transferred the shares in a bid to control the company. In January 2021, the Supreme Court ruled against Keybridge and costs were awarded against the company. Then in February 2022, Keybridge ...

Broken promises leave survivors in the lurch

ANDREW MCKEAN  |  TUESDAY, 4 JUN 2024
... loophole; it didn't happen. After years of inaction, the Albanese government reignited efforts to tackle this issue in January 2023. Treasury released a discussion paper for consultation outlining a proposal that would make "additional" super contributions ...