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Showing 321 - 330 of 2080 results for "Australian Securities"

ASIC reviews One Big Switch, bans adviser

DARREN SNYDER  |  TUESDAY, 30 JUN 2015
A report to the Australian Securities and Investments Commission (ASIC) identifies that One Big Switch contained potentially false and misleading statements in recent insurance campaigns. Appointed by ASIC to review One Big Switch's compliance with ...

Super industry collectively engages indigenous Australia

DARREN SNYDER  |  MONDAY, 29 JUN 2015
... the inaugural Indigenous Superannuation Summit held in Melbourne recently. The event is also backed by the Australian Securities and Investments Commission (ASIC) who presented its Indigenous Outreach Program (IOP) at the summit. The program highlighted ...

Industry moves away from upfront commissions

LAURA MILLAN  |  THURSDAY, 25 JUN 2015
... all of these measures by the end of 2018. Life insurance companies will need to report regularly to the Australian Securities and Investments Commission (ASIC) on policy replacement data, starting 1 January 2016. The regulator will also review statements ...

Rubik appoints general manager from IOOF

MARK SMITH  |  WEDNESDAY, 24 JUN 2015
... growth. He was most recently state manager at IOOF and has also held senior business development roles at Australian Securities Exchange (ASX) and DKN Financial Group. In these roles, Hraiki focussed on distribution, platforms, investments and recruitment ...

Labor now opposes advice Royal Commission

LAURA MILLAN  |  WEDNESDAY, 24 JUN 2015
... institutions in July 2014, following the release of the report of the inquiry into the performance of the Australian Securities and Investments Commission (ASIC). "For the meantime, the current Senate inquiry is the appropriate place to continue to examine ...

Is now the time to buy IOOF?

LAURA MILLAN  |  TUESDAY, 23 JUN 2015
... as the market reacted to information made public by Fairfax that the group may have failed to inform the Australian Securities and Investments Commission (ASIC) about cases of misconduct by its head of advice research Peter Hilton. The stock was down ...

ASIC silent on IOOF investigation

LAURA MILLAN  |  MONDAY, 22 JUN 2015
The Australian Securities and Investments Commission (ASIC) has refused to confirm if it will investigate allegations of misconduct within IOOF's research and wealth management divisions. ASIC refused to answer questions by Financial Standard regarding ...

PROFILE: EISS chief executive Alex Hutchison

DARREN SNYDER  |  THURSDAY, 18 JUN 2015
... the State Corporate Affairs Commission and National Companies Securities Commission saw the birth of the Australian Securities Commission - later becoming ASIC. The newly formed commission wanted federal police to join for their investigative expertise ...

K2 to list managed fund on the ASX

LAURA MILLAN  |  WEDNESDAY, 17 JUN 2015
K2 Asset Management will list a version of its actively managed K2 Global Equities Fund on the Australian Securities Exchange (ASX). The fund invests in globally listed equities, focusing on high quality stocks. The strategy is actively managed, index ...

China's surging funds management market

ALEX DUNNIN  |  WEDNESDAY, 17 JUN 2015
... especially given its restrictive tax structures for overseas domiciled investors and over reliance of the Australian Securities Market on resources stocks. Australia's market is, however, more diversified across asset classes than the Chinese and Hong ...