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Showing 311 - 320 of 463 results for "Subsequently"

PIMCO announces global layoffs

ALEX BURKE  |  MONDAY, 20 JUN 2016
... PIMCO's leadership changes follow the significant outflows from the group after "bond king" Bill Gross departed, and subsequently sued, the company in 2014/15.

Qualitas adds two directors

MARK SMITH  |  WEDNESDAY, 25 MAY 2016
... joining Qualitas, Katz was responsible for the private client services business of Investec Bank in Australia which was subsequently acquired by the Bank of Queensland Group. He has over 25 years' of financial markets experience specifically in treasury ...

Banned former CBA planner charged with forgery

MARK SMITH  |  TUESDAY, 17 MAY 2016
... Rick Gillespie's conduct to the Australian Securities and Investigations Commission (ASIC) in 2009 and 2010. He was subsequently permanently banned from providing financial services in 2012. "Commonwealth Bank will not tolerate any unethical behaviour ...

Retail managed funds rose strongly in 2015

MARK SMITH  |  FRIDAY, 18 MAR 2016
... on underlying markets that are still underpinned by unprecedented low interest rates," Plan For Life said. "While subsequently markets then turned south in early 2016 they have since recovered indicating just how uncertain investment conditions are at ...

Lonsec rates several funds

DARREN SNYDER  |  WEDNESDAY, 28 OCT 2015
... their valuations are based upon underlying earnings and are a reflection of how the business is actually performing. Subsequently, private companies are not so exposed to the investor sentiment and volatility found in public equity markets," Scott sa ...

Temporary trial separation

BENJAMIN ONG  |  MONDAY, 13 JUL 2015

ASIC bans former risk adviser

ALEX BURKE  |  THURSDAY, 9 JUL 2015
... business. Brian Farber provided life insurance advice at the dealer group from December 2011 to May 2015, and was subsequently found by ASIC to not be "adequately trained or competent to provide a financial service." He is prohibited from providing financial ...

Fedcident waiting to happen?

BENJAMIN ONG  |  FRIDAY, 26 JUN 2015
... wealth effect this would create and which, in turn, would turn consumer and business optimism into pessimism and subsequently, spending and employment. Hey wait! I just noticed, I'm now beginning to sound like Christine. IMF head Christine Lagarde, that ...

Treasury proposes higher regulatory levies for super funds

ALEX BURKE  |  THURSDAY, 21 MAY 2015
... and understanding of ASIC's AFS and credit licensing and professional registration activities," and that it would subsequently be reissued on a half-yearly basis. The report shows that from July 1 to 31 December 2014, ASIC processed "approximately" 1,660 ...

90 West Global Natural Resources awarded two ratings

STAFF WRITER  |  WEDNESDAY, 4 FEB 2015
... April 2013 which saw Henderson receive exclusive global distribution rights and a 32% stake in 90 West. Henderson subsequently increased its equity stake to 41% in May 2014, and is responsible for the marketing and distribution of the fund. "Lonsec is ...